Search for: "Schwab Yieldplus Fund"
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6 Oct 2009, 10:18 am
Charles Schwab has been trying most of the many arbitration cases filed against it related to the Charles Schwab HighYield Plus fund. [read post]
1 Oct 2009, 11:01 am
Schwab's deception of an experienced hedge fund manager about the true facts and risks of the YieldPlus Fund shows that all YieldPlus investors were similarly deceived. [read post]
16 Sep 2009, 7:43 am
"Although Charles Schwab represented the Schwab YieldPlus Fund Select Shares (SWYSX) and the Schwab YieldPlus Investor Shares (SWYPX) (the "YieldPlus Funds") as safe conservative cash alternatives to investors, the evidence established that the YieldPlus funds were over concentrated in toxic mortgage backed securities," said attorney Ryan Bakhtiari who represented Mr. [read post]
10 Sep 2009, 4:13 pm
A San Francisco federal judge has issued an order certifying a class action lawsuit against Charles Schwab & Co. alleging securities law violations in connection with Schwab's beleaguered YieldPlus Fund. [read post]
10 Sep 2009, 1:33 pm
Specifically, the Kellys' arbitration claim (FINRA Case No. 08-02307) alleged that Charles Schwab marketed and sold the Schwab YieldPlus Funds as a conservative investment alternative to money market funds. [read post]
10 Sep 2009, 12:32 pm
"Although Charles Schwab represented the Schwab YieldPlus Fund Select Shares (SWYSX) and the Schwab YieldPlus Investor Shares (SWYPX) (the "YieldPlus Funds") as safe conservative cash alternatives to investors, the evidence established that the YieldPlus funds were over concentrated in toxic mortgage backed securities," said attorney Tom Hargett who represented the Kellys. [read post]
10 Sep 2009, 7:58 am
A California federal court has issued an order allowing a Schwab YieldPlus Fund lawsuit filed against Charles Schwab to proceed as class action. [read post]
21 Jul 2009, 12:30 pm
In each of the YieldPlus cases that my office is handling, the Schwab broker recommended the YieldPlus fund as a safe alternative to investing in money market funds. [read post]
21 Jul 2009, 7:48 am
("SLCG") this morning released "Schwab YieldPlus Risk", a research report on the Schwab YieldPlus (SWYSX and SWYPX) ultra short bond fund. [read post]
18 Jun 2009, 2:15 pm
The Schwab YieldPlus Fund has lost approximately half its value as a result of undisclosed, high-risk non-conventional investments. [read post]
14 Apr 2009, 7:51 am
The account contains securities that have been "in the news" as significantly underperforming relative to their peers or benchmark, such as Morgan Keegan Bond Funds (down over 80%), or the Schwab YieldPlus Fund, a purportedly ultra short-term bond fund that is down over 30%). 4. [read post]
2 Apr 2009, 11:52 am
A number of cases have been filed by unsophisticated investors who lost money that they thought was in secure and relatively low risk investments, such as Schwab YieldPlus fund, Regions Morgan Keegan Bond Funds, Lehman Brothers Structured Notes and other funds that were particularly hard hit by heavy investments in risky mortgage-backed securities that were hurt by the collapse of the sub-prime mortgate market.THE HAYES LAW FIRM, www.dhayeslaw.com 4265… [read post]
28 Jan 2009, 2:02 pm
The pending Schwab Yield Plus class action applies to investors who purchased the Schwab Yield Plus (SWYPX and SWYSX) money market funds. [read post]
28 Jan 2009, 7:56 am
Related Web Resources: Arbitration Process, FINRA Charles Schwab YieldPlus funds [read post]
14 Oct 2008, 4:15 pm
Nielson also claims he was never informed that the Schwab YieldPlus Fund was a proprietary fund. [read post]
13 Oct 2008, 10:22 pm
An arbitration panel in Minnesota has ordered Charles Schwab to pay $542,340 to an investor in the Schwab YieldPlus Fund. [read post]
12 Aug 2008, 11:58 pm
In addition to the Legg Mason Value Fund (symbol LMVTX) and Schwab YieldPlus Fund (symbol SWYPX) and the Regions Morgan Keegan funds, which are the subject of stories we have reported recently, several other hard-hit mutual funds are discussed. [read post]
9 Aug 2008, 6:00 pm
Charles Schwab YieldPlus Funds -- Schwab YieldPlus Select, Schwab California Tax Free YieldPlus, Schwab YieldPlus: Charles Schwab has been accused of violating industry regulations and state securities laws when it allegedly mislead investors about the fund's underlying risks. [read post]
9 Aug 2008, 6:00 pm
Charles Schwab YieldPlus Funds -- Schwab YieldPlus Select, Schwab California Tax Free YieldPlus, Schwab YieldPlus: Charles Schwab has been accused of violating industry regulations and state securities laws when it allegedly mislead investors about the fund's underlying risks. [read post]
25 Jul 2008, 7:17 pm
In recent months, we have filed a number of securities arbitration claims on behalf of investors involving auction rate securities, Morgan Keegan Bond Funds, and the Schwab YieldPlus Fund. [read post]
