Search for: "Sec v. American Board of Trade" Results 61 - 80 of 211
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13 Dec 2019, 6:00 am
Elections Posted by Michael Sozan, Center for American Progress, on Friday, December 6, 2019 Tags: Accountability, Citizens United v. [read post]
16 Aug 2019, 6:00 am
Securities and Exchange Commission, on Friday, August 9, 2019 Tags: Capital formation, Innovation, Investor protection, IPOs, Public firms, SECSEC rulemaking, Securities enforcement, Securities regulation Finalized Volcker Rule Amendments Posted by V. [read post]
9 Aug 2019, 2:00 am by Doug Cornelius
  https://corpgov.law.harvard.edu/2019/08/07/diversified-portfolios-do-not-reduce-competition/ Corzine Hedge Fund Firm Granted SEC Registration With Limits by Limes WeissBloomberg The SEC order includes “trading parameters” that bar JDC-JSC from engaging in proprietary trading and require it to have a “reasonable basis” to expect that, under normal conditions, each of its funds could be “orderly liquidated” within… [read post]
3 Dec 2018, 11:13 am by Anushka Limaye
.: CSIS will host a conversation with Secretary of the Navy Richard V. [read post]
30 Nov 2018, 6:06 am
., on Friday, November 23, 2018 Tags: Compensation ratios, Equity-based compensation, Executive Compensation, Firm performance, Management, Ownership, Shareholder value, TSR Retail, Remedies, Resources and Results: Observations From the SEC Enforcement Division 2018 Annual Report Posted by Robin Bergen, Matthew Solomon, and Alexis Collins, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, November 24, 2018 … [read post]
26 Nov 2018, 11:46 am by Anushka Limaye
A selected Federal Government candidate will be assigned to the equivalent of Executive Schedule Level V. [read post]
19 Nov 2018, 11:56 am by Anushka Limaye
A selected Federal Government candidate will be assigned to the equivalent of Executive Schedule Level V. [read post]
5 Nov 2018, 9:25 am by Anushka Limaye
A selected Federal Government candidate will be assigned to the equivalent of Executive Schedule Level V. [read post]
3 Sep 2018, 4:49 pm by Kevin LaCroix
Then on July 13, 2018, the Sixth Circuit ruled in favor of the policyholder in American Tooling Center v. [read post]
30 Aug 2018, 4:49 pm by Kevin LaCroix
Then on July 13, 2018, the Sixth Circuit ruled in favor of the policyholder in American Tooling Center v. [read post]
8 Aug 2018, 8:36 am by Doug Cornelius
Sources: US v collins SEC v Collins New York Congressman Chris Collins Arrested on Insider-Trading Charges More than two dozen members of Congress have been indicted since 1980 List of American federal politicians convicted of crimes A Brief History of Members of Congress Breaking the Law The Supreme Court Weighs in Insider Trading   [read post]
8 Aug 2018, 7:25 am by Sarah Harrington
Public Company Accounting Oversight Board, the court in 2010 struck down a restriction on the president’s authority to remove members of the PCAOB (an agency within the SEC), who could be removed only for cause by an order of the SEC, whose members could themselves be removed only for cause. [read post]