Search for: "Secure Investment Services, Inc"
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13 Feb 2024, 11:06 am
For over 130 years, we have earned a reputation amongst our peers and clients for quality of service and breadth of knowledge. [read post]
13 Feb 2024, 6:00 am
– Overpayments for Services Requiring Coordination of Benefits (2022-S-27) The Department of Civil Service contracts with EmblemHealth Plan, Inc. [read post]
13 Feb 2024, 6:00 am
– Overpayments for Services Requiring Coordination of Benefits (2022-S-27) The Department of Civil Service contracts with EmblemHealth Plan, Inc. [read post]
12 Feb 2024, 12:34 pm
The bill would revise the definition of “telephone solicitation” to calls or text messages for the purposes of “deception, fraud, or wrongfully obtaining anything of value” or “encouraging the purchase, sale, or rental of, or investment in, property, goods, or services, including referral or hiring services,” subject to certain exemptions. [read post]
12 Feb 2024, 10:28 am
Bancorp Investments Inc. [read post]
11 Feb 2024, 8:55 am
According to records kept by FINRA, Baron was last employed by Equity Services, Inc. [read post]
11 Feb 2024, 8:55 am
From September 2014 through October 2018 Benitez was associated with SunTrust Investment Services, Inc. [read post]
9 Feb 2024, 8:59 am
(CIRA) (collectively, Cambridge), agreed to pay a $10 million penalty; Key Investment Services LLC (KIS), together with KeyBanc Capital Markets Inc. [read post]
7 Feb 2024, 9:10 am
The claim alleges that Advisory Group Equity Services LTD unsuitably invested its clients in a variety of complex, non-traded alternative investments, including the following: ICAP Pacific Northwest Oppty. [read post]
6 Feb 2024, 7:12 am
Inc., No. 3:13-cv-00057 (N.D. [read post]
6 Feb 2024, 6:13 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Kultar Bindra (Bindra), currently employed by Truist Investment Services, Inc. [read post]
6 Feb 2024, 6:13 am
From February 2014 to December 2017 Lorente was associated with Concorde Investment Services, LLC. [read post]
5 Feb 2024, 5:21 pm
And a recent Delaware decision, In re Dell Technologies Inc. [read post]
1 Feb 2024, 11:55 am
Vinessa Christian UBS Financial Services Inc. [read post]
31 Jan 2024, 10:20 am
Trademark Office issued the following 159 trademark registrations to persons and businesses in Indiana in December 2023 based on applications filed by Indiana trademark attorneys: Registration Number Wordmark 7243847 COACH SHARON 7256270 AMBRE BLENDS ALPHA 7256110 HOOSIERS FOR GOOD 7256111 H HOOSIERS FOR GOOD 7249674 THE HOT ROOM NOW 7249852 BEXA360 7250904 BAM 7250905 BAM SHEET 7252674 CHIP MONKEYS INC. 7241101 BONUSBOX 7237423 DEALER$ ANONYMOU$ 7252488 DAVID… [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
26 Jan 2024, 1:40 pm
Voya operates under the following names: ING FINANCIAL PARTNERS, INC, WASHINGTON SQUARE SECURITIES, INC., VOYA FINANCIAL ADVISORS, INC., VARIABLE LIFE BROKERAGE DISTRIBUTORS, NWNL MANAGEMENT CORPORATION, ING FINANCIAL PARTNERS, INC., according to its CRD. [read post]
25 Jan 2024, 6:06 pm
For instance, qualified REITs that meet Internal Revenue Service requirements can deduct distributions paid to shareholders from corporate taxable income, avoiding double taxation. [read post]
25 Jan 2024, 4:00 pm
This transition challenges longstanding norms in legal services where shareholder returns have often taken precedence over client needs and service quality. [read post]
25 Jan 2024, 11:40 am
Duties of professional care are imposed on powerful service providers (e.g., directors of corporations, investment advisers, lawyers, and doctors) to guide their behavior toward the wellbeing of the humans for which they are providing services (e.g., corporate shareholders, investment and legal clients, and healthcare patients). [read post]
