Search for: "Securities and Exchange Commission v. Lee"
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2 Apr 2017, 9:05 pm
U.S.; more on case from Amy Howe at SCOTUSBlog on oral argument and from Lynch at The Hill] Tags: Antonin Scalia, Cato Institute, CFPB, constitutional law, jury nullification, mens rea, Securities and Exchange Commission, Supreme Court Supreme Court and constitutional law roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
7 May 2013, 10:00 am
International Securities Exchange, LLC v. [read post]
16 Apr 2021, 5:51 am
Securities and Exchange Commission, on Thursday, April 15, 2021 Tags: Capital formation, Disclosure, Financial reporting, Investor protection, Mergers & acquisitions, Regulation FD, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
5 Mar 2007, 11:41 am
"Hamdan v. [read post]
17 Mar 2013, 6:38 pm
(“ERISA”), and every other circuit to address the issue; and (2) whether the Sixth Circuit erred by refusing to follow precedent of this Court (and the holdings of every other circuit to address the issue) by holding that filings with the Securities and Exchange Commission become actionable ERISA fiduciary communications merely by virtue of their incorporation by reference into plan documents. [read post]
2 Jul 2021, 5:59 am
Carlin, and Sabastian V. [read post]
15 Jun 2012, 11:30 am
Tex. 1990), aff'd sub. nom., U.S. v. [read post]
15 Oct 2021, 6:18 am
Securities and Exchange Commission, on Wednesday, October 13, 2021 Tags: Capital formation, COVID-19, SEC, Securities regulation Going Dark: Speech by Commissioner Lee on The Growth of Private Markets and the Impact on Investors and the Economy Posted by Allison Herren Lee, U.S. [read post]
1 Oct 2019, 6:21 am
SHIREY V. [read post]
23 Nov 2022, 5:04 pm
In this case, those tropes touch on human rights, sustainability, national security, and the protection of vital global economic corridors. [read post]
18 Sep 2015, 5:18 pm
As we anticipated in Monday’s post, Wednesday’s hearing on reforming the Electronic Communications Privacy Act focused on creating a loophole for civil law enforcement agencies like the Securities and Exchange Commission (SEC) to access personal content stored by third-party service providers without a warrant, rather than on the need to raise the standard for government access to email and other stored content across the board. [read post]
16 Apr 2018, 4:21 am
Securities and Exchange Commission, which asks whether SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, “turns on the president’s power to hire and fire officials throughout the government,” and “it comes just as the White House is saying President Trump believes he has the power to fire special counsel Robert S. [read post]
12 Jun 2014, 5:58 am
Administrative Proceeding File No.: 3-15912 Case filed: June 6, 2014 Qualifying judgment/order: June 6, 2014 06/06/2014 09/04/2014 2014-56 In the Matter of New York Stock Exchange LLC, NYSE Arca, Inc., NYSE MKT LLC f/k/a NYSE Amex LLC, and Archipelago Securities, L.L.C. [read post]
2 Mar 2014, 5:30 am
Injunction against, inter alia, installing time bomb on computers , RELIABLE v. [read post]
20 May 2022, 11:01 am
Khan, joined by Securities and Exchange Commission (SEC) Chair Gary Gensler, made the regular trip to Congress to ask for a bigger budget to support more hires. [read post]
23 Feb 2018, 4:07 am
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission. [read post]
20 Jan 2023, 3:45 pm
Brian Fleming sat down with Michael Ellis and David Kris to discuss the likelihood of reauthorizing FISA section 702, a recent court case filed by the Securities and Exchange Commission over enforcement of a subpoena investigating a 2020 cyber attack by a state-sponsored Chinese cyber espionage group, and more. [read post]
4 Nov 2019, 3:47 am
Securities and Exchange Commission, which asks whether the SEC can seek disgorgement of profits as a remedy for violating the securities-fraud laws. [read post]
21 Apr 2021, 4:39 pm
Concurrently with the DOL’s move, the US Securities and Exchange Commission (SEC) announced in late February that the agency will begin a process to update its 2010 climate risk disclosure guidelines, proclaiming, “Now more than ever, investors are considering climate-related issues when making their investment decisions. [read post]
