Search for: "Security Funding Inc"
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3 Apr 2024, 9:03 pm
A fund sponsor might receive dozens of comments on a filing for a fund when the only distinction from an existing fund is the asset class in which it invests. [read post]
3 Apr 2024, 9:01 pm
And as another example, just last month, the SEC charged 17 individuals for their role in an alleged crypto Ponzi scheme that raised $300 million from more than 40,000 investors, primarily from the Latino community.[14] Several defendants allegedly solicited investors with promises of financial freedom and “risk free” crypto and foreign exchange investments.[15] As alleged in our complaint, in true Ponzi fashion, most of the funds raised were not used for any investments; they… [read post]
3 Apr 2024, 7:32 am
DOJ, Apr. 2, 2024 "The Justice Department announced today that it has secured a settlement agreement with Securitas Security Services USA Inc. [read post]
2 Apr 2024, 9:01 pm
Activision Blizzard, Inc., 2024 WL 863290 (Del. [read post]
2 Apr 2024, 11:23 am
Gayk Akhsharumov, 40, of Glendale, California, the manager and beneficial owner of San Gabriel Hospice and Palliative Care Inc. [read post]
1 Apr 2024, 7:16 am
(CRD# 15840) of El Segundo, CA, and WMA Securities, Inc. [read post]
1 Apr 2024, 4:35 am
In her fee decision, Justice Schecter held that plaintiffs individually were entitled to an award of fees under BCL § 626 (e) “because they created a substantial corporate benefit by securing a judgment in excess of $5 million. [read post]
29 Mar 2024, 4:00 am
It is being funded by Make America Great Again Inc., a super PAC that can raise unlimited amounts of money. [read post]
28 Mar 2024, 10:36 am
FINRA Rule 2150 prohibits any member or person associated with a member from making improper use of a customer’s securities or funds. [read post]
27 Mar 2024, 5:53 am
As part of an alleged “catch and kill” scheme orchestrated by Trump with his fixer Michael Cohen, American Media, Inc. [read post]
26 Mar 2024, 2:48 pm
’s (“BP”) agreement to acquire TravelCenters of America Inc. [read post]
26 Mar 2024, 2:38 am
Following the decision of the House of Lords, in Macmillan Inc v. [read post]
21 Mar 2024, 12:18 pm
As a proud woman-owned company, State and Federal Communications, Inc. also works to celebrate and elevate women in the government relations industry and in our community. [read post]
21 Mar 2024, 8:51 am
Digital Licensing Inc., 2024 WL 1157832 (D. [read post]
19 Mar 2024, 2:04 pm
Note: This separation between church and state is extended to ministers and rabbis and other church leaders who are themselves exempt from Social Security taxes. [read post]
19 Mar 2024, 6:32 am
Posted by John Galloway, Vanguard, Inc., on Tuesday, March 19, 2024 Editor's Note: John Galloway is Global Head of Investment Stewardship at Vanguard, Inc. [read post]
19 Mar 2024, 6:32 am
Posted by John Galloway, Vanguard, Inc., on Tuesday, March 19, 2024 Editor's Note: John Galloway is Global Head of Investment Stewardship at Vanguard, Inc. [read post]
18 Mar 2024, 5:23 pm
All 111,000 of Lehman’s customers were fully repaid the $106 billion owed to them, and secured creditors received full payouts. [read post]
18 Mar 2024, 4:22 pm
Simply put: the ability for users to exert control over who can see their messages and for how long, advances internet users’ privacy and security under legitimate circumstances. [read post]
17 Mar 2024, 7:14 pm
Stifel Nicolaus & Co Inc. [read post]
