Search for: "Sky Investments, Inc." Results 61 - 80 of 179
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12 Feb 2018, 5:00 am by Barry Sookman
When piracy sites steal content and offer unlicensed streaming services, their costs of production will always be significantly less than for legal services that make investments in creating and distributing content – and in compensating the people employed in and that make investments in creating and distributing the content. [read post]
15 Dec 2017, 9:01 am by CFM Admin
For SEC registered investment advisers who are adding cryptocurrencies to their fund investment programs and for cryptocurrency focused fund managers who may be relying on SEC exemptions from registration, the need to understand the regulatory implication of certain practices is of utmost importance. [read post]
15 Dec 2017, 9:01 am by CFM Admin
For SEC registered investment advisers who are adding cryptocurrencies to their fund investment programs and for cryptocurrency focused fund managers who may be relying on SEC exemptions from registration, the need to understand the regulatory implication of certain practices is of utmost importance. [read post]
4 Dec 2017, 1:49 pm by Adam Gana
From 2001 to 2003, Trenchard was associated with Voss & Co., Inc. [read post]
17 Nov 2017, 3:00 am by John Jenkins
It fought the reelection of directors at companies such as Charter Communications Inc., Pfizer Inc. and PayPal Holdings, Inc., according to filings and a spokesman for the money manager. [read post]
14 Nov 2017, 3:27 am by Kevin LaCroix
Howey Co., which states that a security is an investment contract in which a person 1) invests their money; 2) in a common enterprise; 3) with an expectation of profi [read post]
29 Sep 2017, 6:34 am
Securities and Exchange Commission, on Tuesday, September 26, 2017 Tags: Broker-dealers, Capital formation, Compensation ratios, Cybersecurity, Disclosure, EDGAR, Financial technology, Investment advisers, Oversight, SEC, SEC enforcement, Securities enforcement, Securities regulation CEOs and ISS’ Proxy Contest Framework Posted by Institutional Shareholder Services, Inc., on Wednesday, September… [read post]
18 Aug 2017, 6:00 am by Doug Cornelius
I was attending and speaking at the Boston Investment Adviser Compliance Symposium. [read post]
18 Aug 2017, 6:00 am by Doug Cornelius
I was attending and speaking at the Boston Investment Adviser Compliance Symposium. [read post]
28 Jul 2017, 6:00 am by Doug Cornelius
Coffee, Jr. in the CLS Blue Sky Blog Today, an analogous new technological development is inviting new forms of fraud. [read post]
28 Jul 2017, 6:00 am by Doug Cornelius
Coffee, Jr. in the CLS Blue Sky Blog Today, an analogous new technological development is inviting new forms of fraud. [read post]
26 May 2017, 8:33 am by Doug Cornelius
[More…] The Supreme Court Meets Lehman Brothers by Frank Partnoy in the CLS Blue Sky Blog The U.S. [read post]
26 Feb 2017, 4:09 pm by INFORRM
Canada On 1 February 2017, the Court of Appeal for Ontario handed down judgment in the case of The Catalyst Capital Group Inc. v. [read post]
3 Jan 2017, 4:28 pm by Kevin LaCroix
For example, Burford, which at its founding invested 100% of its funds in individual cases, in 2015 invested just 13% in individual cases. [read post]
2 Dec 2016, 7:39 am by Doug Cornelius
[More…] An Efficient Investment-Risk Model of Compliance by Robert Bird and Stephen Park in the CLS Blue Sky Blog The EIR model provides an analytical framework for addressing the effectiveness of different approaches to business regulation. [read post]
22 Sep 2016, 10:00 am by Michael Grossman
The pharmaceutical giant Bayer, Inc. has announced a $66 billion dollar buyout of Monsanto. [read post]
29 Jun 2016, 6:13 am by Barry Sookman
Last week the Federal Court granted an interlocutory injunction restraining ITVBOX.NET, WATCHNSAVE INC, MTLFREETV.COM and others from selling set-top boxes preloaded with software. [read post]