Search for: "State v. Howey" Results 61 - 80 of 136
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5 Oct 2020, 10:50 am by Daniel Nathan
In a closely-watched cryptocurrency case, on September 30, the Southern District of New York ruled in favor of the SEC in SEC v. [read post]
16 Apr 2020, 4:55 am by Hedge Fund Lawyer
BitMEX has stated that a hardware issue caused the outage. [read post]
5 Mar 2020, 1:49 pm by Kevin LaCroix
” — Kristina Littman, as newly appointed SEC Cyber Chief in her 2020 breakout enforcement action, SEC v. [read post]
27 Dec 2019, 12:29 pm by John Jascob
The appeals court explained that the Howey opinion set forth a test for determining if something is an investment contract and, thus, a security, but that Florida courts had used Howey in a logically untenable manner beyond this specific purpose (Githler v. [read post]
27 Nov 2019, 5:00 am by John Jascob
The Commission counters that established precedent conclusively shows that the contracts are securities (SEC v. [read post]
16 Jul 2019, 10:18 am by CFM Admin
  The individual sent an email to potential investors stating the assets of a company seeking investment was $10 million at the direction of his boss, who supplied the content and approved the email, while the individual knew the total assets were worth less than $400,000. [read post]
10 Jul 2019, 4:17 am by Hedge Fund Lawyer
Overview of the Regulation A+ Offering Circular for Crypto Tokens By Bart Mallon Co-Managing Partner, Cole-Frieman & Mallon LLP It is generally accepted that the initial coin offering (ICO) from mid-2017 is dead and that firms raising money for their blockchain or token projects will need to do so in a way that is compliant with SEC laws and regulations. [read post]
12 Apr 2019, 6:20 am
., on Friday, April 5, 2019 Tags: Board composition, Board leadership, Boards of Directors, California, Diversity, Institutional Investors, Institutional voting, Proxy advisors, SB 826, State law, Surveys Review and Analysis of 2018 U.S. [read post]
11 Jan 2019, 6:30 am
Todd Henderson (University of Chicago) and Max Raskin (NYU), on Wednesday, January 9, 2019 Tags: Bitcoin, Cryptocurrency, Financial technology, Howey test, ICOs, Information asymmetries, Information environment, Innovation, investor, SEC, SEC enforcement, Securities enforcement, Securities regulation The Government Shutdown’s Effect on Deals Posted by Andrew R. [read post]