Search for: "State v. Investors Security Corporation"
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17 Nov 2023, 11:41 am
-based Appian last month took out what’s known as judgment preservation insurance, a niche but increasingly popular type of policy aimed at securing awards in big corporate lawsuits. [read post]
17 Nov 2023, 3:00 am
Supreme Court’s ruling in Dobbs v. [read post]
13 Nov 2023, 9:05 pm
”[19]The Interpretive Guidance states that the Council expects to “continue addressing most risks through its collaboration with primary financial regulators” and will base any nonbank financial company designation on “data-driven analysis that reflects the distinctive aspects of the company, its market, and its existing regulation. [read post]
13 Nov 2023, 5:40 pm
§ 1320a–7b (federal Anti-Kickback Statute) and Section 1128B(b) of the Social Security Act. [read post]
13 Nov 2023, 5:05 am
AXA Art Insurance Corporation v. [read post]
30 Oct 2023, 12:11 pm
The complaint purports to be filed on behalf of a class of investors who purchased DocGo securities between November 8, 2022, and September 17, 2023. [read post]
22 Oct 2023, 9:01 pm
’”[12] The court also explained that the plain text of Section 10(b) differs significantly from that of other provisions of the federal securities laws that do allow for a private action based solely on an Item 303 violation—namely, Sections 11 and 12(a)(2) of the Securities Act, which address misstatements or omissions in registration statements and prospectuses.[13] Unlike Exchange Act Section 10(b), Securities Act Sections 11 and 12(a)(2) explicitly… [read post]
20 Oct 2023, 2:40 pm
The rule allows for other forms of preferential treatment to certain investors, but the material terms of this preferential treatment must generally be disclosed, in writing, to all other investors and prospective investors. [read post]
20 Oct 2023, 3:30 am
Council, Inc. v. [read post]
19 Oct 2023, 9:05 pm
In a recent report, Viral V. [read post]
3 Oct 2023, 9:01 pm
July 5, 2023, settled) The SEC settled claims with a Utah-based molecular diagnostic company, its CEO and its Head of Corporate Communications and Investor Relations (HCCIR) for issuing two allegedly misleading press releases in advance of a securities offering. [read post]
2 Oct 2023, 10:41 am
In particular, activists seeking change or institutional investors pursuing corporate social responsibility agendas have increasingly turned to derivative actions. [read post]
2 Oct 2023, 9:50 am
Einer Elhauge, has stated: “Dozens of empirical studies have now confirmed this economic reality that common shareholding alters corporate behavior. [read post]
1 Oct 2023, 5:54 am
A copy of the Court’s September 29, 2023, order granting the petitioners’ petition for a writ of certiorari in the cases, Macquarie Infrastructure Corporation v. [read post]
28 Sep 2023, 6:56 am
Regulators such as the Australian Securities Investment Commission (ASIC) have made it abundantly clear that they are targeting corporate greenwashing. [read post]
26 Sep 2023, 9:01 pm
On August 24, 2023, the Second Circuit affirmed the dismissal of state-law securities claims in Kirschner v. [read post]
24 Sep 2023, 9:01 pm
Recently, plans to build a corn milling plant in North Dakota have caused states governments to consider their role in protecting both state and national security. [read post]
13 Sep 2023, 6:00 am
In 1972, the per se flood crested in U.S. v. [read post]
4 Sep 2023, 5:44 am
(Please note that these figures do not include state court securities class action lawsuit filings.) [read post]
1 Sep 2023, 6:30 am
SEC in Securities Enforcement Cases Posted by J.W. [read post]
