Search for: "State v. Shaw" Results 61 - 80 of 1,129
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20 Apr 2023, 12:54 pm by John Elwood
(relisted after the Jan. 13 conference; apparently held after the Jan. 20 conference) Shaw v. [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Latest SEC budget request emphasizes an enforcement agenda (April 4, 2023 by Dan Shaw) Industry Group Calls on Finra to Drop Series 7 Sponsorship Requirement (Financial IQ by Sam Del Rowe) Financial Professionals Coalition, Ltd. [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) Industry Group Calls on Finra to Drop Series 7 Sponsorship Requirement (Financial IQ by Sam Del Rowe) ... [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) ... [read post]
2 Apr 2023, 11:08 am by Jacob Katz Cogan
Challenges and Opportunities for Mediation in Investor-State Dispute Settlement Romesh Weeramantry, Brian Chang, & Joel Sherard-Chow, Conciliation and Mediation in Investor-State Dispute Settlement Provisions: A Quantitative and Qualitative Analysis       [read post]
30 Mar 2023, 10:31 am by John Elwood
(relisted after the Jan. 13 conference; apparently held after the Jan. 20 conference) Shaw v. [read post]
16 Mar 2023, 9:40 am by John Elwood
(relisted after the Jan. 13 conference; apparently held after the Jan. 20 conference) Shaw v. [read post]
6 Mar 2023, 1:41 am by INFORRM
The Press Gazette has an article by lawyer JJ Shaw examining the potential legal and ethical implications of using AI in the newsroom. [read post]
2 Mar 2023, 7:20 am by John Elwood
(relisted after the Jan. 13 conference; apparently held after the Jan. 20 conference) Shaw v. [read post]
21 Feb 2023, 3:12 am
Kieran Buckley (Opinion, United States Supreme Court, No. 21-908, ... [read post]
21 Feb 2023, 3:12 am
Offers Historic Clearinghouse of Resources / Industry’s Disenfranchised Men and Women Now Have Solutions (Financial Professionals Coalition Press Release) Industry vets form organization to stand up for individual advisors (Financial Planning by Dan Shaw) United States Supreme Court Precludes Bankruptcy Discharge of Debt Obtained By Fraud Regardless of Petitioner's CulpabilityKate Marie Bartenwerfer, Petitioner, v. [read post]
21 Feb 2023, 3:12 am
Kieran Buckley (Opinion, United States Supreme Court, No. 21-908, ... [read post]
16 Dec 2022, 4:59 pm by Katherine Pompilio
  Natalie Orpett sat down with Saraphin Dhanani to discuss United States v. [read post]