Search for: "State v. Trader" Results 61 - 80 of 853
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6 Jul 2018, 8:42 am by David Harris and Nicola Birney (UK)
The Tribunal stated that the Applicant was “economical with the truth” rather than guilty of deliberately giving false answers: “his sin was one of omission. [read post]
18 Feb 2016, 5:00 am by John Jascob
The court also ruled that CBOT did not need to reveal the identities of the traders to the plaintiff in the federal case, though left it to the arbitrator decide on anonymity in the arbitration proceeding (HTG Capital Partners, LLC v. [read post]
13 Apr 2011, 5:35 am by admin
Attorney’s Office for the District of New Jersey April 6 charged a mergers and acquisitions attorney and a stock trader with conspiracy, securities fraud and other violations over their alleged roles in a long-running insider trading scheme that netted more than $32 million in illicit profits (United States v. [read post]
12 Mar 2018, 3:29 am
DOES 1-100, Defendants (Class Action Complaint, :18-CV-01754, United States District Court for the Northern District of Illinois / March 9, 2018)http://brokeandbroker.com/PDF/AtlanticTradingCmpltNDIL.pdfcites alleged manipulation by traders of the final settlement price of VIX futures and options. [read post]
13 Jun 2011, 11:52 am by WISCONSIN LAW JOURNAL STAFF
United States Supreme Court CIVIL OPINIONS Securities Securities fraud Only a party who makes a false statement in a prospectus can be held liable in a private action under Rule 10b-5. [read post]
18 May 2018, 6:21 am by Doug Cornelius
An April 2016 decision by the federal appeals court in Chicago in United States v. [read post]
3 Feb 2011, 5:29 am by Michael Niren
Canadians that need a US visa to enter the United States There are some Canadians who may need a visa to enter the United States, including the E, A, G, V and the K-series of visas. [read post]
4 Jul 2022, 7:46 pm
by Aegis Frumento Esq 7Cir Affirms Former Deutsche Bank Traders Chanu and Vorley's Spoofing ConvictionsUnited States of America, Plaintiff/Appellee, v. [read post]
9 Jan 2015, 6:32 am
.”  The conspiracy purportedly targeted U.S. securities markets with the assistance of  traders based in China and Korea.United States of America v. [read post]
1 May 2019, 11:32 am by Jason Rantanen
  Analyzing another GUI patent, the court stated that providing the trader with information in the claimed manner “is focused on improving the trader, not the functioning of the computer. [read post]