Search for: "Sterling Financial Corporation"
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18 Nov 2015, 2:13 pm
According to BrokerCheck, Comuzzi entered the securities industry in 2001 as a registered representative with Sterling Financial Investment Group. [read post]
14 Jul 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, July 14, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 7-13, 2023. [read post]
14 Jul 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, July 14, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 7-13, 2023. [read post]
30 Dec 2016, 6:09 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, December 30, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of December 22–December 29, 2016. [read post]
10 Nov 2017, 6:22 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, November 10, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 3–9, 2017. [read post]
17 Jun 2016, 6:05 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Sunday, June 12, 2016 Tags: Contracts, Corporate fraud, Fannie Mae, Financial crisis, Financial institutions, Financial regulation, FIRREA,Freddie Mac, Misconduct, Subprime securities, U.S. federal courts When Are Weak Property Rights Optimal? [read post]
12 Nov 2021, 6:07 am
Quantifying the High-Frequency Trading “Arms Race” Posted by Matteo Aquilina (Financial Stability Board and Financial Conduct Authority), Eric Budish (Chicago Booth School of Business and NBER), Peter O’Neill (Financial Conduct Authority), on Friday, November 5, 2021 Tags: Algorithmic trading, Arbitrage, Financial technology, High-frequency trading, Liquidity, Market efficiency Remarks by Chair Gensler at… [read post]
18 Jul 2017, 10:23 am
Chipotle is scheduled to present recent financial data to stockholders on July 25. [read post]
8 Mar 2023, 5:14 pm
Front and centre is whether there are adequate investor protections in place in the current Chapter 5C regime, and “what enhancements can be made to reduce undue financial risk for investors”. [read post]
18 Aug 2023, 10:05 am
Zaring (University of Pennsylvania), on Tuesday, August 15, 2023 Tags: administrative law, Banks, Capital markets, corporate law, Financial institutions, Financial regulation, Monetary policy 2023 Proxy Season in Review Posted by William D. [read post]
18 Aug 2023, 10:05 am
Zaring (University of Pennsylvania), on Tuesday, August 15, 2023 Tags: administrative law, Banks, Capital markets, corporate law, Financial institutions, Financial regulation, Monetary policy 2023 Proxy Season in Review Posted by William D. [read post]
5 Dec 2008, 6:19 pm
Also, on Monday Shearman & Sterling, which opened its Abu Dhabi office in 1975, announced that it was doubling its presence there. [read post]
23 Feb 2012, 5:00 am
., d/b/a Sterling Global Holdings (“Sterling Global”). [read post]
18 Jul 2019, 3:40 am
Mr Bailey also directed his speech towards issues for borrowers as a result of the continued use of LIBOR and encouraged corporates to actively seek out SONIA referencing loans rather than loans referencing LIBOR. [read post]
14 Dec 2009, 1:29 am
On May 22, 2009, BankUnited’s parent company, BankUnited Financial Corporation, and related entities filed a petition for bankruptcy in the bankruptcy court for the Southern District of Florida. [read post]
12 Dec 2008, 10:50 am
Shearman & Sterling was selected. [read post]
10 Jul 2023, 4:00 am
Accordingly, under Sterling and its progeny, as the president of a closely held corporation, Pragad lacked the authority to act unilaterally against Davis’ interest [read post]
21 May 2014, 8:57 am
The financial stakes are typically high, corporate reputations are on the line, and problems with media attention can divert critical corporate resources. [read post]
23 May 2016, 7:27 am
From September 2004 until November 2009, Burtraw was associated with LPL Financial Corporation. [read post]
14 Mar 2019, 12:00 am
University of Texas at Austin School of Law – Roberta Romano, Sterling Professor of Law and Director, Yale Law School Center for the Study of Corporate Law, Yale Law School, presents today as part of the Faculty Colloquia, her paper entitled Pitfalls of Global Harmonization of Systemic Risk: Regulation in a World of Financial Innovation. [read post]
