Search for: "The Depository Trust Company"
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29 May 2019, 5:06 pm
Insurer Beazley Group in its May 2019 Beazley Breach Insights Report (BBR) claims its clients have reported twice the number of ransomware cyberattacks in the first quarter of 2019 as they did last year, with hackers targeting bigger companies and demanding bigger ransoms than ever before. [read post]
16 May 2019, 8:26 am
If the property is held in trust, the trust instrument will indicate who gets the property upon the death of the settler, or the trust creator. [read post]
6 May 2019, 11:49 am
” The court also noted (1) that the NBA contains two references to deposit-taking in addition to the powers clause, (2) New York’s experience with banking at the time the NBA was enacted, (3) the fact that the NBA has never previously chartered a non-depository entity on the basis of the NBA’s “business of banking” clause, and (4) the fact that Congress expressly authorized non-depository national bank trust companies and… [read post]
9 Jan 2019, 4:31 pm
§69.031(1) reads as follows:(1) When it is expedient in the judgment of any court having jurisdiction of any estate in process of administration by any guardian, curator, executor, administrator, trustee, receiver, or other officer, because the size of the bond required of the officer is burdensome or for other cause, the court may order part or all of the personal assets of the estate placed with a bank, trust company, or savings and loan association (which savings and loan… [read post]
2 Jan 2019, 2:55 pm
Patterson, Jr., Trustee of the Deborah Patterson Howard Trust. [read post]
17 Oct 2018, 6:19 am
In the typical case of “street name” registration, Cede & Co., as nominee for the Depository Trust Company (“DTC”), is listed on the issuer’s records as the holder of record of most of the issuer’s shares. [read post]
27 Sep 2018, 12:38 pm
In 2016, Nasdaq and the Nasdaq-operated Estonia central securities depository developed a web-based user interface for stockholders of companies listed on Nasdaq Tallin. [read post]
6 Sep 2018, 6:39 am
BNY, the common depository agent, held the shares on trust for the account holders with Clearstream, which is the central securities depository (“CSD”) subsidiary of Deutsche Börse, where DNick was listed. [read post]
26 Aug 2018, 3:51 pm
FACTUAL BACKGROUND In October 2017, DFS initiated an investigation of the Carry Guard insurance program, focusing on two insurance companies, Chubb Ltd. [read post]
7 Aug 2018, 9:07 am
Americas (DBTCA), a depository bank, and Deutsch Bank Securities Inc. [read post]
23 Jul 2018, 12:43 pm
Funeral homes use one of three types of preneed investment vehicles: insurance, trusts and depository accounts. [read post]
11 Jul 2018, 3:30 am
Shares now typically reside at the Depository Trust & Clearing Corporation (DTCC), with legal title held by a subsidiary called Cede & Company, which appears as the record holder of the stock in corporate stockholder lists. [read post]
7 May 2018, 10:25 pm
Factual BackgroundSix Delaware statutory trusts, identified as National Collegiate Student Loan Trusts 2003-1, 2004-1, 2004-2, 2005-1, 2005-2, and 2005-3 (the "Issuers" or the "Trusts"), were created between 2003 and 2005 to acquire pools of student loans, facilitate the issuance and sale of notes (the "Notes") backed by the private student loans (the "Loans") to investors (the "Noteholders"), and provide for the servicing… [read post]
22 Apr 2018, 7:06 pm
His Honor observed that most beneficial owners of stock register their shares in the name of Cede & Co., the nominee of the Depository Trust Company, or DTC. [read post]
3 Apr 2018, 6:50 am
(File No. 2017-CFPB-0018) (not a credit union or depository institution). [read post]
22 Mar 2018, 7:29 am
An industry player—Gemini Trust Company. [read post]
13 Mar 2018, 7:18 am
By Porter Wright One of the worse situations a company may face to be determined to be an investment company under the Investment Company Act of 1940, as amended (the act). [read post]
13 Mar 2018, 7:18 am
By Mark Koogler One of the worse situations a company may face to be determined to be an investment company under the Investment Company Act of 1940, as amended (the act). [read post]
13 Mar 2018, 7:18 am
By Mark Koogler One of the worse situations a company may face to be determined to be an investment company under the Investment Company Act of 1940, as amended (the act). [read post]
10 Jan 2018, 7:04 pm
Some states mandate electronic filing of Rule 506 document through the Electronic Filing Depository (“EFD”). [read post]
