Search for: "Troy A. Paredes"
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27 Nov 2010, 12:42 pm
Commissioner Troy A. [read post]
31 Aug 2010, 11:48 am
For those that want to stay here, however, suffice it to say that I see the Molson Coors 10-Q as confirmation that SEC Commissioner Troy Paredes was right when he opined that:There is a notable risk that the interpretive release will encourage disclosures that are unlikely to improve investor decision making and may actually distract investors from focusing on more important information. [read post]
28 Jan 2010, 7:32 am
" SEC Chairman Mary Schapiro and Commissioners Elisse Walter and Luis Aguilar voted for the release, while Commissioners Troy Paredes and Kathleen Casey voted against. [read post]
12 Oct 2011, 6:57 am
Olson (‘64), Troy A. [read post]
10 Jan 2012, 2:10 pm
Paredes, of the United States Securities and Exchange Commission. [read post]
1 Aug 2011, 12:10 pm
” The program will include presentations by SEC Commissioner Troy Paredes, Professor Lynn Stout (UCLA), Professor Robert Thompson (Georgetown), and two additional speakers chosen via this Call for Papers. [read post]
5 Aug 2010, 11:30 am
The two Republicans--Commissioners Troy Paredes and Kathleen Casey--voted against a draft access rule in May 2009. [read post]
28 Jan 2010, 7:32 am
” SEC Chairman Mary Schapiro and Commissioners Elisse Walter and Luis Aguilar voted for the release, while Commissioners Troy Paredes and Kathleen Casey voted against. [read post]
31 Aug 2009, 9:41 am
SEC Commissioner (and former Glom guest) Troy Paredes beat the same drum at this summer's AALS Mid-Year Conference on Business Associations, so others might share these concerns. [read post]
1 Mar 2011, 12:00 am
He is the co-author, with the late Louis Loss and with Troy Paredes, of the 11-volume Securities Regulation, the leading treatise in the field, and author of The Transformation of Wall Street: A History of the Securities and Exchange Commission and Modern Corporate Finance. [read post]
25 Jan 2011, 7:39 am
Kathleen Casey and Troy Paredes, the SEC's two Republican commissioners, voted against the final rules. [read post]
25 Aug 2011, 2:23 pm
" The 'no' votes were entered by Commissioners Kathleen Casey and Troy Paredes, their concerns being that the new rules would weaken corporations' internal compliance programs. [read post]
27 Sep 2020, 9:02 pm
Dudley of George Washington University; Herbert Hovenkamp of the University of Pennsylvania Law School; Troy Paredes, a former Commissioner of the U.S. [read post]
28 Feb 2012, 2:00 am
Securities and Exchange Commission should start over with a new proposal of the so- called Volcker rule that bans banks’ proprietary trading, said SEC Commissioner Troy Paredes. [read post]
28 Jan 2010, 3:51 pm
Dissenting Commissioner Troy Paredes agreed: To me, the effect of the discussions is to find the Commission joining the ongoing debate over climate change by lending support to a particular view of climate change. [read post]
23 Jul 2009, 4:15 am
Paredes’ Statement at SEC Open Meeting [read post]
18 Mar 2011, 6:00 am
Bondi, a litigation partner at Cadwalader, Wickersham & Taft LLP and former counsel to SEC Commissioners Troy Paredes and Paul Atkins for enforcement matters. [read post]
25 Mar 2010, 6:11 am
Paredes, Marc S. [read post]
8 Aug 2013, 10:26 am
SEC Commissioners Daniel Gallagher and Troy Paredes were the two dissenters in the 3-2 vote and made a joint statement expressing their concern that the “final rule could chill important discussions between a broker-dealer and its auditors” as well as “compromise any privileges that cover communications between a broker-dealer and its auditor[.] [read post]
13 Oct 2011, 7:22 am
” Only one SEC member, lone Republican Troy Paredes, objected to the measure. [read post]
