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18 Mar 2014, 7:57 am
Seidman Trust u/a dated 4/27/1987 Securities America, Inc. [read post]
23 Nov 2011, 1:24 pm
A unit investment trust consists of a basket of securities such as corporate bonds, municipal bonds, mortgage-backed securities, or equities. [read post]
30 Jul 2011, 2:31 am
First Trust Advisors L.P., the Fund’s investment advisor, along with its affiliate First Trust Portfolios L.P., are privately-held companies which provide a variety of investment services, including asset management, financial advisory services, and competitive municipal underwritings, with collective assets under management or supervision of approximately $51 billion as of June 30, 2011 through unit investment … [read post]
17 Sep 2017, 7:30 pm
Important factors that could cause or contribute to such differences include: investor response to the offerings of the asset-backed securities by each of NCSLT 2007-3 and NCSLT 2007-4, including the terms of the notes offered by each trust and the size and structure of the transactions; conditions in the financial markets, including the capital markets generally and the student loan asset-backed securities sector specifically; completion of the pricing of the asset-backed… [read post]
23 Dec 2011, 8:57 am
Attorney General George Jepsen today announced a $34.25 million multistate settlement with GE Funding Capital Market Services, Inc. [read post]
31 Oct 2018, 2:20 pm
National Bank as Indenture Trustee and Special Servicers, GSS Data Service, Inc. as Administrator, Wilmington Trust Company as Owner Trustee, bond-insurer Ambac, and investors in the bonds issued by the Trusts. [read post]
2 Apr 2021, 1:34 am
In early June 2014, SASCO assigned the CIT Deed of Trust to DLJ Mortgage Capital, Inc. [read post]
22 Jul 2021, 11:06 am
You or someone you designate (and trust) should periodically review your Microsoft Secure Score. [read post]
13 Feb 2007, 11:27 am
Banc of America Investment Services (BAI) Inc. says that it will pay $3 million in disciplinary charges for its alleged violation of anti-money laundering (AM) requirements. [read post]
26 Jun 2012, 3:08 pm
Kaplan has approved a $40 million class action settlement in the residential mortgage-backed securities lawsuit against three individuals who used to be affiliated with Lehman Brothers Holdings Inc. [read post]
9 May 2008, 8:40 am
UBS Financial Services, Inc. and UBS Securities LLC entered into an agreement Wednesday with the Massachusetts Attorney General to return over $35 million to Massachusetts towns, cities and government entitities that UBS had invested in auction rate securities. [read post]
11 Mar 2021, 2:29 am
Another such example often raised by the MassHealth agency in claiming that powers of appointment make irrevocable trusts countable is that a power of appointment exercisable to make donations to charitable or nonprofit organizations can be utilized to have the appointed assets pay for the power holder’s services.[2] Under Massachusetts statutory and case law and the Restatements of Property and Trusts, however, the power holder of a limited power of appointment is… [read post]
20 Jun 2023, 11:42 am
In the FTC’s first case focused on the privacy and security of genetic information, the FTC alleges that San Francisco-based Vitagene, Inc. [read post]
7 Dec 2017, 7:31 am
A securities industry trade association, Structured Finance Industry Group, Inc. [read post]
7 May 2018, 10:25 pm
(Id.)The Trusts first entered into an Administration Agreement with First Marblehead Data Services, Inc. [read post]
24 Apr 2015, 4:07 pm
Beck Inc. [read post]
7 May 2021, 4:10 am
Federal Court Rejects TRO Against Brokerage and RIA (BrokeAndBroker.com Blog)UBS Financial Services, Inc.; UBS Financial Services Incorporated of Puerto Rico; UBS Trust Company of Puerto Rico, Petitioners/Appellees, v. [read post]
23 Nov 2011, 9:16 pm
Non-exchange traded real estate investment trusts are not traded on a national securities exchange. [read post]
2 Nov 2020, 9:51 am
Starwood Real Estate Income Trust, Inc. [read post]
9 Feb 2022, 4:00 am
Trust Services Forum - CA Day 2021 Transport Layer Security (TLS) is the backbone to secure your connection to a website. [read post]
