Search for: "U. S. Securities and Exchange Commission"
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5 Jun 2023, 9:01 pm
On May 3, 2023, the Securities and Exchange Commission (the “SEC”) adopted rules to require more detailed qualitative and quantitative disclosure from reporting issuers regarding their share repurchases. [read post]
5 Jun 2023, 8:15 pm
The Securities and Exchanges Commission’s (SEC) suit against the biggest crypto exchange in the world, Binance, could be a huge misstep if other countries allow the crypto industry to develop and it eventually replaces the traditional banking sector, Jim Bianco, president and founder of Bianco Research said. [read post]
5 Jun 2023, 6:33 pm
The Securities and Exchanges Commission’s (SEC) suit against the biggest crypto exchange in the world, Binance, could be a huge misstep if other countries allow the crypto industry to develop and it eventually replaces the traditional banking sector, Jim Bianco, president and founder of Bianco Research said. [read post]
31 May 2023, 5:31 am
The following entities are exempt from coverage under the law: Body, authority, board, bureau, commission, district, or agency of this state or any political subdivision of this state; Nonprofit organization; Institution of higher education; National securities association that is registered under 15 U.S.C. 78o-3 of the federal Securities Exchange Act of 1934; A financial institution or an affiliate of a financial institution governed by Title V of… [read post]
24 May 2023, 6:37 am
Part of Just Security’s work on accountability and election law. [read post]
22 May 2023, 9:05 pm
However, the similarities to Europe’s continuous disclosure regime are limited. [read post]
18 May 2023, 6:09 am
While CEPA applies to all employers in New Jersey, the whistleblower protection provisions in SOX only apply to employers that are also publicly-traded corporations governed by the Securities Exchange Act of 1934 and Securities and Exchange Commission (SEC) regulations. [read post]
11 May 2023, 2:32 am
”[5] HISTORICAL BACKGROUND An estimated 600,000 artworks were looted from Jewish people during the Nazi era.[6] The New York law defines the Nazi era as between 1933 and 1945, covering coercively exchanged property from the start of Hitler’s rise to power to the end of World War II. [read post]
9 May 2023, 9:01 pm
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]
4 May 2023, 7:11 am
Although the clinical professor engaged in the discussion with their students, another faculty member was present in the room during the exchange. [read post]
3 May 2023, 11:54 am
Last week, Coinbase launched its first counteroffensive against the Securities Exchange Commission’s (“SEC”) aggressive enforcement posturing in the cryptoeconomy. [read post]
23 Apr 2023, 9:01 pm
It also established this important agency I’m honored to chair, the Securities and Exchange Commission. [read post]
20 Apr 2023, 9:05 pm
” However, the Commission also noted that buybacks “must be carried out transparently in order to avoid insider trading or giving misleading signals to the markets. [read post]
20 Apr 2023, 6:47 am
Cochran, which involves similar constitutionality concerns about the Securities and Exchange Commission’s administrative proceedings. [read post]
17 Apr 2023, 5:50 am
The court found that the influencer could not give stock tips without an Australian Financial Services Licence and he was ordered to pay the legal bills of the Australian Securities and Investments Commission, who filed the claim. [read post]
15 Apr 2023, 10:36 am
Federal Trade Commission (which was combined with Securities and Exchange Commission v. [read post]
14 Apr 2023, 11:59 am
He also represents several persons living outside the United States who have filed claims for sanctions violations or for securities violations before The Securities & Exchange Commission (SEC). [read post]
17 Mar 2023, 12:13 pm
Securities and Exchange Commission from whistleblowers in the UK. [read post]
13 Mar 2023, 6:10 am
Andy Biggs (R-AZ) and Pat Fallon (R-TX), has proposed impeaching Department of Homeland Security (DHS) Secretary Alejandro Mayorkas for his role in carrying out Biden’s immigration policies. [read post]
17 Feb 2023, 12:34 pm
In 2016, Toren filed a suit against Germany, seeking compensation for the regime’s taking of his family’s unrecovered art pieces and securities. [read post]
