Search for: "UBS Ag"
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24 Aug 2011, 11:52 am
UBS AG said it will lay off more than 5% of its employees, according to Neil Maclucas’s Wall Street Journal article entitled “UBS to Cut 3,500 Jobs. [read post]
5 Aug 2009, 9:18 am
Michael Weisberg, the head of products and services for UBS AG's U.S. and Canadian wealth management businesses, has taken an indefinite leave of absence, according to an article in todays electronic version of Investment News.According to the site, Weisberg's departure was announced internally this week, as rumors swirled that the firm's U.S. brokerage business was likely to be reorganized. [read post]
30 Jul 2018, 3:15 pm
Bank NA and UBS AG announced they had reached an $850 million settlement in connection with a dispute over loans in three residential mortgage-backed securities trusts. [read post]
23 Jun 2014, 2:38 pm
According Bloomberg, “U.S. authorities in Puerto Rico are investigating allegations that a former UBS AG broker improperly advised clients to borrow money to make investments [.] [read post]
11 May 2008, 7:38 pm
UBS Financial Services Inc. and UBS Securities LLC, both units of UBS AG, have agreed to pay 19 Massachusetts public agencies and local governments over $35 million for their losses in the auction-rate securities market. [read post]
13 Oct 2015, 1:37 pm
Those cases received a boost today as the SEC announced that UBS AG has agreed to pay $19.5 million to settle charges that it made false or misleading statements and omissions in offering materials provided to U.S. investors in structured notes linked to a proprietary foreign exchange trading strategy.Structured notes are complex financial products that typically consiss of a debt security with a derivative tied to the performance of other securities, commodities, currencies, or… [read post]
19 Feb 2013, 8:50 am
On February 12, the FSA published a final notice issued to UBS AG, setting out a fine of £9.45 million in respect of failings identified in its sale of the AIG Enhanced Variable Rate Fund (the Fund). [read post]
8 Jul 2009, 10:00 pm
UBS AG, 1:09-cv-20423, that UBS has not fully complied with the summons. [read post]
3 Nov 2014, 2:30 pm
charges that he conspired with wealthy Americans to hide $20 billion in secret accounts from the Internal Revenue Service.Jurors deliberated just over an hour before returning the not guilty verdict for Raoul Weil, formerly the No. 3 executive at UBS AG. [read post]
18 Jan 2019, 12:53 pm
Trevor Murray, an ex-UBS AG analyst, is asking a New York federal judge to award him $3.2 in attorneys’ fees from a lawsuit he filed against his former employer. [read post]
24 Jul 2008, 2:10 pm
In the complaint, Cuomo alleges that UBS led investors to believe they could easily divest themselves of the [read post]
8 Jul 2009, 2:00 am
Blog of The Legal Times, DOJ Fights 'Last Minute' Discovery Motion From UBS in Tax Case, by Mike Scarcella: Swiss bank UBS AG wants the federal government to give up information it has on U.S. taxpayers who have failed to disclose and pay taxes on foreign accounts in a motion... [read post]
15 Feb 2011, 4:17 pm
Her Age Discrimination in Employment Act claim, however, was dismissed. [read post]
4 Jun 2009, 4:34 pm
According to New Hampshire securities regulators, UBS Financial Services Inc., a unit of UBS AG, misled investors regarding complex securities that were issued by Lehman Brothers before the latter filed for bankruptcy protection in 2008. [read post]
25 Jul 2008, 3:17 am
New York State Attorney General Andrew Cuomo filed a securities fraud lawsuit today against UBS AG related to what he is alleging was the firm's fraudulent promotion of auction-rate securities as safe investments. [read post]
31 Jul 2009, 7:30 am
This just in: In a major break in a massive tax-evasion investigation, UBS AG and the governments of Switzerland and the U.S. have reached a settlement that could force UBS to turn over identities of thousands of account holders, a Justice Department attorney told a U.S. [read post]
25 Nov 2009, 11:50 am
Access International Advisors LLC’s LuxAlpha Sicav-American Selection Fund could mean hundreds of damages claims for UBS AG and Ernst & Young LLP if investors who lost millions of dollars in the Bernard Madoff-linked fund emerge victorious in their case. [read post]
29 Apr 2014, 8:08 am
On April 17, Justice Marcy Friedman of the Supreme Court of the State of New York dismissed most claims in a suit against UBS AG and its subsidiaries arising out of RMBS purchases by plaintiff Deutsche Zentral-Genossenschaftsbank AG (DZ Bank). [read post]
17 Nov 2009, 6:26 am
Abkommen zwischen der Schweiz und den USA über ein Amtshilfegesuch des Internal Revenue Service betreffend UBS AG mit Anhang und Erklärungen Zur Medienmitteilung des EJPD Weitere Informationen zum Fall UBS [read post]
30 Oct 2008, 11:10 pm
The New York Attorney General's Office says it has reached a $6.5 million settlement agreement with former UBS AG co-general counsel David Aufhauser over insider trading charges. [read post]
