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8 Oct 2019, 4:51 am
The Eleventh Circuit has held that this requirement is broad and that a misrepresentation does not need to be explicitly directed at the investing public or occur during the transaction. [read post]
17 Mar 2016, 2:45 am
The Ohio Willow Wood Company, No. 15-567 Allvoice Developments US, LLC v. [read post]
16 Sep 2008, 12:15 pm
Until the 2008 arrival of former US Bancorp chief Jerry Grundhofer, the group was lacking in current financial-knowledge firepower. [read post]
28 Jan 2010, 6:12 am
Convertible Securities and the 5% or Less Threshold The Revised Q&As are more ambiguous regarding the circumstances under which non-voting equity may be used to allow private investors greater economic positions while still not being subject to the Policy Statement. [read post]
28 Jun 2016, 6:41 am
Bancorp, et al., No. 15-591 (Whether subject matter eligibility under 35 U.S.C. [read post]
18 Sep 2014, 3:14 am
“Please use a readable type size throughout,” senior staff attorney Kathryn McHale wrote First Internet Bancorp in October after it filed to sell shares. [read post]
1 Aug 2012, 5:51 am
Joyce, Chairman and CEO, Knight Capital Group, Inc. [read post]
10 Jan 2022, 4:24 am
Firstsun Capital Bancorp, Justice Platkin held that “The common-law right of inspection cannot be used to circumvent limitations on the scope or timing of disclosure in pending litigation” (No. 2018-0610 [Del Chancery 2019]). [read post]
18 Dec 2019, 4:00 pm
., on paper) that the new system will be used and they must be allowed to opt out of electronic distribution at any time. [read post]
10 Jul 2018, 3:57 am
He clarified that it is possible for a token not to have the hallmarks of a security if the token was purchased solely for its functional use and not as an investment. [read post]
22 Jan 2009, 8:01 am
Southwest Bancorp, Inc., C.A. [read post]
3 Feb 2008, 10:42 pm
A letter from shareholders to the Honorable Christopher Cox, requesting a return to the pre-1990 interpretation of the Rule, stressed an important distinction: ". . . between using a shareholder resolution as a back-door device to contest a specific election and using a shareholder resolution in order to change the rules for election so as to further the long-term interests of shareholders. [read post]
23 Aug 2008, 1:23 am
Please join the discussion by adding your comments on any of these stories, and please do let us know if you think we’ve missed something important, or if there is a source you think should be monitored. [read post]
17 Dec 2013, 10:39 am
” The Court explained, “The plan, in short, is at the center of ERISA,” citing US Airways, Inc. v. [read post]
7 Aug 2012, 3:15 pm
PAYROLL MANAGEMENT INC.; PAYROLL MANAGEMENT INC. of DELAWARE; and PMI EMPLOYEE LEASING, INC., Defendants. [read post]
4 Jun 2010, 1:14 pm
Tennessee Commerce BanCorp, Inc., No. 3:10-00472. [read post]
9 May 2008, 10:30 pm
: (Ezine @rticles) Global - Patents Rise of machine translation services: (IPKat), USPTO / EPO / JPO progress on ‘common application format’ for expedited examination: (Peter Zura's 271 Patent Blog), Proponents: ‘Time is now’ for TRIPs biodiversity amendment in Doha round: (Intellectual Property Watch), TRIPs amendment in favour of disclosures for genetic resources/traditional knowledge patents gathers support: (Afro-IP), WIPO… [read post]
21 Jun 2019, 6:42 am
Securities and Exchange Commission, on Friday, June 14, 2019 Tags: Capital markets, Exchange-traded funds, Index funds, Investment Company Act, Investor protection, Liquidity, Market conditions, SEC, Transparency Investors Bancorp‘s Impact on Long-Term Incentive Plans Posted by Matthew B. [read post]
29 Dec 2011, 12:26 am
Bancorp Equipment Finance, Inc. [read post]
15 Apr 2021, 7:32 am
In Fifth Third Bancorp. v. [read post]
