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30 May 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) recently approved a proposed environmental, social, and governance (ESG) rulemaking for investment advisers and funds. [read post]
30 May 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) recently approved a proposed environmental, social, and governance (ESG) rulemaking for investment advisers and funds. [read post]
30 May 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) recently approved a proposed environmental, social, and governance (ESG) rulemaking for investment advisers and funds. [read post]
The spending bill funds critical government agencies and the military, provides aid to Ukraine. [read post]
27 Feb 2003, 9:48 pm
The Court upheld a $20 million securities fraud judgment against a fugitive former hedge fund manager who skipped his criminal sentencing in 2002, saying that the trial court had jurisdiction over the fund governed by the laws of the British Virgin islands: "[W] [read post]
25 Jan 2012, 12:10 pm by James Hamilton
The US hedge fund industry strongly supports the European Union Regulation promoting central clearing designed to increase transparency of the derivatives market and reduce counterparty and operational risk in trading. [read post]
30 Jan 2018, 6:57 am by Law Offices of Jeffrey S. Glassman
SSDI and SSI Benefits During A Government Shutdown While people often use the term government shutdown, what we really have is a partial government shutdown. [read post]
3 Jun 2013, 1:30 am by Kevin LaCroix
However, there is nothing new about the agency’s assertion of securities law violations against local governments. [read post]
17 Aug 2009, 6:15 am
China Investment Corporation, the sovereign wealth fund, plans to invest soon in pools of toxic mortgage-backed securities through the U.S. government's Public-Private Investment Plan, Reuters reported, citing undisclosed sources. [read post]
4 Mar 2024, 5:56 am by Camilla Pohle
The Marshall Islands’ efforts to secure this full amount have been rebuffed by the U.S. government. [read post]
Retail and government money market funds would be exempt from the floating net asset value requirement and would be allowed to continue using the penny-rounding method of pricing to maintain a stable share price but would not be allowed to use the amortized cost method to value securities. [read post]
28 Dec 2018, 11:30 am
Unfortunately there are bad precedents in the Trump administration for this sort of sham accounting: At the beginning of hurricane season, for example, the Department of Homeland Security (DHS) shifted nearly $10 million in disaster relief funds from the Federal Emergency Management Agency (FEMA) to use for ICE detentions. [read post]
1 May 2018, 11:02 am by William Sinclair
In the midst of the Great Depression, Congress enacted two laws to shore up practices that were considered to have led in part to the Market Crash of 1929: the Securities Act of 1933 (“1933 Act”), which governs initial securities offerings; and the Securities and Exchange Act of 1934 (“1934 Act”), which governs all subsequent trading. [read post]
14 Jan 2012, 2:36 pm by James Hamilton
The European Securities and Markets Authority (ESMA) was urged by the US hedge fund industry to provide clarifying guidance on aspects of the recently approved EU Regulation restricting transactions in short sales and credit default swaps. [read post]
14 May 2024, 9:13 am by Simon Lovegrove (UK) and Cyril Clugnac
On 14 May 2023, the European Securities and Markets Authority (ESMA) published the Final Report containing Guidelines on funds’ names using ESG or sustainability related terms. [read post]
11 Aug 2012, 9:34 am by James Hamilton
The US hedge fund industry strongly supports the final EU Regulation on OTC derivative transactions, central counterparties and trade repositories. [read post]
25 Jul 2016, 4:14 pm by Sabrina I. Pacifici
How Is the Federal Government Using the Internet of Things? [read post]
In July 2014, the Securities and Exchange Commission (SEC) adopted a package of reforms to the regulatory framework governing money market mutual funds. [read post]
24 Apr 2012, 12:02 pm
A new government report released yesterday estimates that the Social Security Disability trust fund will exhaust its reserves in just four years, two years earlier than previously projected. [read post]