Search for: "US Securities and Exchange Commission v. Brown" Results 61 - 80 of 163
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19 Mar 2019, 7:24 am by Katherine Kelley
The internet’s global reach allows perpetrators to operate from remote locations and attack victims in the perceived security of their own homes. [read post]
1 Feb 2019, 10:51 am
  The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
31 Oct 2018, 11:21 am by John Elwood
Court of Appeals for the District of Columbia Circuit upheld the FCC’s rules, and then denied rehearing en banc over the dissents of Judge Janice Rodgers Brown and then-Judge Brett Kavanaugh. [read post]
18 Oct 2018, 9:30 pm by Bobby Chen
Securities and Exchange Commission (SEC) concluded that two national stock exchanges—the New York Stock Exchange and NASDAQ—failed to demonstrate that the fees they charged for access to market data complied with the Securities Exchange Act of 1934. [read post]
5 Oct 2018, 5:52 am
Securities and Exchange Commission, on Saturday, September 29, 2018 Tags: Capital markets, Cryptocurrency, Derivatives, Disclosure, Engagement, Exchange-traded funds, Human capital, Investment advisers, Oversight, Retail investors, SEC, US House The SEC and Foreign Private Issuers: A Path to Optimal Public Enforcement Posted by Yuliya Guseva (Rutgers), on Sunday, September 30, 2018 … [read post]
25 Jun 2018, 4:18 am by Edith Roberts
Securities and Exchange Commission, in which the court held last week that SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, who have to be appointed by the president, a court or a department head, is an example of the justice’s “wrestling the court’s far-right justices to a draw in order to forestall disaster. [read post]
18 Apr 2018, 1:33 pm by Adam Feldman
Securities and Exchange Commission, which will be argued next week. [read post]
9 Apr 2018, 6:00 am by Hayley Evans
In addition to regulating behavior during armed conflict, Protocols II and V, specifically, require parties to a conflict to take specific measures post-conflict to reduce the dangers posed by mines, booby traps, and other forms of unexploded and abandoned ordnance. [read post]
15 Dec 2017, 9:01 am by CFM Admin
If you would like to be added to our distribution list, please contact us. **** December 15, 2017 Clients, Friends, Associates: Holiday celebrations bring welcomed joy and excitement to the busiest time of year for most investment managers. [read post]
15 Dec 2017, 9:01 am by CFM Admin
If you would like to be added to our distribution list, please contact us. **** December 15, 2017 Clients, Friends, Associates: Holiday celebrations bring welcomed joy and excitement to the busiest time of year for most investment managers. [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
Securities and Exchange Commission (SEC) made two key announcements in September of 2017. [read post]
29 Jul 2017, 5:32 pm by Wolfgang Demino
Securities and Exchange Commission that through its "Attorney Network Services," it "coordinate[s] and implement[s] legal collection solutions undertaken on behalf of our clients through the management of nationwide legal resources specializing in collection litigation. [read post]
5 Jun 2017, 7:22 am by Sarah Tate Chambers
to use and access the account, not the Airport or the Commission. [read post]