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14 Feb 2018, 2:57 pm
Among other highlights, we obtained dismissal of a shareholder derivative suit against the Board of AT&T; obtained dismissal of a securities class action against Tenet Healthcare; defended underwriters, companies and executives in securities cases across the country; and helped companies and executives in SEC enforcement and internal investigations. [read post]
3 Jan 2022, 12:39 pm
The directors’ and officers’ liability environment is always changing, but 2021 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
26 Jul 2010, 9:08 am
These violations potentially put tenants at risk of exposure to lead hazards. [read post]
16 Feb 2021, 2:23 pm
One key difference was that the courts in Uber and Dropbox held the federal forum provision applied to Securities Act claims against all defendants, including underwriters, whereas the court in Restoration Robotics held that Securities Act claims against underwriters could not be dismissed based on an issuer’s federal forum provision. [read post]
29 Jan 2018, 11:28 pm
Our securities laws – and 80 plus years of practice – assume that securities lawyers, accountants, underwriters, and dealers will act responsibly. [read post]
15 Jun 2016, 8:08 am
Reading the incoming request letter, and the staff’s response and the Companion C&DIs in pari materia tell Citizen VC’s plans and also reveal the staff’s views about several of the most important issues: (1) The quality of the relationship between an issuer (or its agent) and an investor is the most important factor in determining if a “substantive” relationship exists;… [read post]
14 Mar 2016, 2:56 am
In Hantz Financial Services, Inc. v. [read post]
10 Jan 2010, 4:13 pm
Byrne, Ltd. v. [read post]
