Search for: "United States Securities and Exchange Commission v. Williams"
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7 Jun 2018, 3:01 pm
The Howey Test, deriving from a decades-old case, Securities and Exchange Commission v. [read post]
4 Oct 2014, 6:50 am
United States, the major challenge to the power of Gitmo commissions to try war crimes that are non-international. [read post]
29 Jul 2018, 1:14 pm
In United States v. [read post]
13 May 2014, 10:57 am
Securities and Exchange Commission. [read post]
27 Nov 2015, 9:39 am
His willingness to defer to the national security state occurred most clearly during World War II and later in his work as Chair of the Warren Commission. [read post]
8 Aug 2018, 1:51 pm
Federal Election Commission. [read post]
28 Mar 2011, 1:29 am
District Court Judge Jed Rakoff in Securities and Exchange Commission v. [read post]
18 Aug 2009, 6:18 am
The Submitting Professors welcome the opportunity to provide comments to the Securities and Exchange Commission (the "SEC") on its proposed rule Facilitating Shareholder Director Nominations (the "Proposed Rule"). [read post]
4 May 2024, 8:31 pm
Seilkop v. [read post]
9 Apr 2009, 2:12 pm
Opinion below(7th Circuit) Petition for certiorari Brief in opposition Docket: 08-769 Title: United States v. [read post]
29 Jan 2018, 6:52 am
Securities and Exchange Commission, in which the court will consider whether administrative law judges of the SEC are officers of the United States within the meaning of the appointments clause. [read post]
28 Nov 2011, 8:57 pm
On October 26, 2011, the Chicago Mercantile Exchange ("CME") performed a spot audit on MF Global. [read post]
26 Feb 2018, 4:32 am
For The Washington Post, Ellen Nakashima reports that the Supreme Court’s decision in United States v. [read post]
20 Jun 2015, 9:30 am
United States. [read post]
29 Jun 2023, 3:33 pm
(relisted after the June 22 conference) Securities and Exchange Commission v. [read post]
15 Feb 2018, 3:14 pm
The insureds, Platinum Management (NY) LLC and its various officers and directors (the “Insureds”), were the subject of a criminal prosecution by the United States Attorney for the Eastern District of New York, a civil enforcement action by the Securities and Exchange Commission in the same court, and a parallel civil action in Texas state court. [read post]
21 Sep 2011, 6:36 am
In Rent-A-Center, West Inc. v. [read post]
15 Nov 2019, 6:17 am
Securities and Exchange Commission, on Friday, November 8, 2019 Tags: Audits, Compliance and disclosure interpretation, Cryptocurrency, ICOs, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation, Small firms, Transfer agents Company Hedging Policies: Observations from New Proxy Disclosures Posted by David Gordon, Dina Bernstein, and Andrew R. [read post]
1 Sep 2017, 6:49 am
The Parkers asserted that IB's acts and omissions, involving an extreme degree of risk, were grossly negligent, IB had actual awareness of the risk involved, but proceeded with conscious indifference, and IB had violated the Texas Securities Act.[3] The Parkers claimed that IB's breaches of duty had caused them a loss of $725,779 and IB had profited $44,807 in commissions, fees, and interest. [read post]
3 Dec 2009, 2:35 pm
 The members are appointed and may be removed (with some limits on that power) by the Securities and Exchange Commission. [read post]
