Search for: "Variable Annuity Marketing Company" Results 61 - 80 of 272
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26 Feb 2019, 6:25 am by Staff Attorney
  Essentially, a variable annuity is a contract with an insurance company under which the insurer agrees to make periodic payments to you. [read post]
21 Feb 2019, 6:57 am by John Jascob
By Amy Leisinger, J.D.Several industry groups have voiced support for the SEC’s proposal to permit issuers of variable annuity contracts and variable life insurance contracts (together, VIPs) to use a summary prospectus to satisfy their statutory prospectus delivery obligations. [read post]
13 Feb 2019, 9:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
4 Jan 2019, 8:30 am by Staff Attorney
  Essentially, a variable annuity is a contract with an insurance company under which the insurer agrees to make periodic payments to you. [read post]
3 Jan 2019, 11:33 am by ccollins
(SF), First Union Securities, First Union Capital Markets, PaineWeber, Prudential-Bache Securities, IDS Life Insurance Company, IDS Marketing Corp. and IDS Financial Services. [read post]
31 Dec 2018, 7:54 am by Staff Attorney
  Essentially, a variable annuity is a contract with an insurance company under which the insurer agrees to make periodic payments to you. [read post]
29 Dec 2018, 7:42 am by Staff Attorney
  Essentially, a variable annuity is a contract with an insurance company under which the insurer agrees to make periodic payments to you. [read post]
28 Dec 2018, 10:12 am by Renae Lloyd
For instance, you fail to understand costs like surrender charges in variable annuities, or if you hold too much of an illiquid investment like a non-traded REIT. [read post]
13 Nov 2018, 7:54 am by John Jascob
Speaking recently at the ALI CLE 2018 Conference on Life Insurance Company Products, Division of Investment Management Director Dalia Blass discussed variable products, investor choice, and regulatory consistency, while commenting on the “symphony of participants” she sees in the market, from investors of all ages, financial situations, and preferences to financial services providers with a variety of investment products and services that can meet unique… [read post]
6 Nov 2018, 8:06 am by zamansky
As the stock market see-saws, expect more investor losses in variable annuities in the coming years. [read post]
3 Aug 2018, 6:49 am by Staff Attorney
Essentially, a variable annuity is a contract with an insurance company under which the insurer agrees to make periodic payments to you. [read post]
27 Jul 2018, 9:26 am by Green, Schafle & Gibbs
The findings stated that on approximately 100 occasions, the firm’s customers redeemed variable annuities and transferred the proceeds to an advisory account. [read post]
23 Jul 2018, 11:09 am by Staff Attorney
The benefits of variable annuities are often outweighed by the terms of the contract including surrender charges, mortality and expense charges, management fees; market-related risk, and rider costs. [read post]
23 Jul 2018, 11:09 am by Staff Attorney
The benefits of variable annuities are often outweighed by the terms of the contract including surrender charges, mortality and expense charges, management fees; market-related risk, and rider costs. [read post]
20 Jul 2018, 12:52 pm by Staff Attorney
  Essentially, a variable annuity is a contract with an insurance company under which the insurer agrees to make periodic payments to you. [read post]
20 Jul 2018, 12:52 pm by Staff Attorney
  Essentially, a variable annuity is a contract with an insurance company under which the insurer agrees to make periodic payments to you. [read post]
20 Jul 2018, 4:45 am by Michael J. Giarrusso
As alleged by the SEC, prior to 2014, Temenos’ business was largely focused on the sale of traditional financial products to its clientele, including “[m]utual funds, exchange traded funds, variable annuities, and publicly traded stocks. [read post]
13 Jul 2018, 6:00 am by Doug Cornelius
The report expects the Commission to examine the impact on investors from proposed changes in the standards of conduct for broker-dealers, updates to its transfer agent and ETF rules, and enhancements to disclosures by mutual funds and variable annuities. [read post]
9 Jul 2018, 7:31 am by John Jascob
OIA also supports the development of a summary prospectus for variable annuities, recommending one based on the mutual fund summary prospectus. [read post]