Search for: "Wadhwa " Results 61 - 80 of 150
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1 Dec 2008, 12:22 pm
It's published by LexisNexis Butterworth Wadhwa Nagpur, from whose website it can be conveniently purchased. [read post]
17 Feb 2012, 7:20 am by SECLaw Staff
The firm reaped nearly $1 million in ill-gotten gains by trading on Khan's illegal tips.Sanjay Wadhwa, Associate Director of the SEC's New York Regional Office and Deputy Chief of the Market Abuse Unit, added, "This action should send a strong signal that the SEC will continue to pursue every angle of the Galleon investigation to hold accountable those who have undermined the integrity of our markets by engaging in illegal insider trading. [read post]
2 Apr 2013, 6:00 am by Richard Kummer
Canellos, Acting Director of the SEC’s Division of Enforcement.Sanjay Wadhwa, Senior Associate Director of the SEC’s New York Regional Office, added, “Company insiders who reveal confidential information and the traders who trade on it can expect robust scrutiny from the SEC. [read post]
6 Sep 2017, 9:41 am by Mark Astarita
  The case is being supervised by Sanjay Wadhwa. [read post]
18 Jun 2019, 10:43 am by Astarita
  "In today's action, we charge that Wedbush facilitated the issuance of ADRs that were not backed by ordinary shares," said Sanjay Wadhwa, Senior Associate Director of the SEC's New York Regional Office. [read post]
18 Jun 2013, 8:00 am by Richard Kummer
“Time and again, [the fund manager] received what he knew was inside information from [the other manager] and traded on it to generate illicit gains for the funds he managed,” said Sanjay Wadhwa, Senior Associate Director of the SEC’s New York Regional Office. [read post]
19 Apr 2009, 10:23 am by Aditya
At this juncture, we are thankful to LexisNexis Butterworths Wadhwa & Co, and NALSAR authorities for providing valuable financial and administrative support in conducting the event. [read post]
19 Apr 2009, 10:23 am by Aditya
At this juncture, we are thankful to LexisNexis Butterworths Wadhwa & Co, and NALSAR authorities for providing valuable financial and administrative support in conducting the event. [read post]
19 Apr 2009, 10:23 am by Aditya
At this juncture, we are thankful to LexisNexis Butterworths Wadhwa & Co, and NALSAR authorities for providing valuable financial and administrative support in conducting the event. [read post]
19 Aug 2010, 12:07 am by Jacob Sapochnick
"It's adding to the negativity about America," said Vivek Wadhwa, a visiting scholar at the University of California and research associate at Duke University who studies immigration issues. [read post]
26 Oct 2011, 7:21 am by SECLaw Staff
None of these securities transactions was registered and many of the securities offerings did not qualify for an exemption from registration.Sanjay Wadhwa, Associate Director of the SEC's New York Regional Office, said, "Foreign entities seeking to provide financial or securities-related services in the U.S. must familiarize themselves with the statutory and regulatory framework in this arena. [read post]
15 Jan 2007, 6:45 pm
. - and that their contributions have increased over the past decade," wrote the study's author, Vivek Wadhwa, a former technology executive who immigrated from India with his family as a young man. [read post]
18 Aug 2009, 11:29 pm
The most skilled create jobs in technology and engineering, says Duke professor Vivek Wadhwa, who estimates that in 2005 immigrant-founded engineering and tech companies employed 450,000 people and generated $52 billion in sales. [read post]
3 Jan 2007, 6:27 pm
Without permanent citizenship, inventors are more likely to take valuable intellectual property elsewhere -- and U.S. companies would have to compete with them, Wadhwa said. [read post]