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24 Jan 2024, 7:51 am
Kohn, a whistleblower attorney and Professor at Northeastern University School of Law, reveals that during an 8-year period, whistleblowers chose internal reporting in more than 90% of cases filed under the Dodd-Frank Act and Sarbanes-Oxley Act (SOX), which are the principal whistleblower protection laws in the realm of Wall Street. [read post]
16 Jan 2024, 1:19 pm
”[18] Given the zero cost to procure short reports, plaintiff class action litigators are incentivized to rely on them as evidence “to recover the losses investors suffer due to [alleged] corporate misconduct,” according to the “Activist Short-Sellers Are The Dark Knights Of Wall Street” authors, even if such work product is curated to inflict maximum impact on the stock price.[19] According to a Bloomberg reporter, “[a]ctivist… [read post]
10 Jan 2024, 1:43 pm
According to a January 10, 2024, front-page Wall Street Journal article entitled “The Latest Dirty Word in Corporate America: ESG” (here), as “ESG” has become the three letters that corporate officials dare not utter, they have found other ways to talk about “responsible business. [read post]
2 Jan 2024, 12:56 pm
The net result is what the Wall Street Journal has called a “doom loop” that, according to the Journal, “threatens America’s banks. [read post]
2 Jan 2024, 6:30 am
In response to concerns about excessive risk-taking and misleading valuation practices in the hedge fund industry, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “DFA” or “Dodd-Frank”) in July 2010. [read post]
2 Jan 2024, 6:30 am
In response to concerns about excessive risk-taking and misleading valuation practices in the hedge fund industry, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “DFA” or “Dodd-Frank”) in July 2010. [read post]
14 Dec 2023, 10:13 am
Created under the Dodd-Frank Wall Street Reform and Consumer Protection Act, it provides significant rewards and protections for whistleblowers to overcome these weighty impediments to reporting fraud. [read post]
12 Dec 2023, 10:02 am
For many years, Spotify told Wall Street a growth story which deflected attention away from the company’s loss making operations. [read post]
6 Dec 2023, 6:22 am
I confidently predict there will be little or no reporting of this settlement in The Times, Sunday Times, Sun, Sun on Sunday, TalkTV, Times Radio, New York Post, Wall Street Journal, Dow Jones, Marketwatch, Australian, Sky News Australia, News.com.au, Fox News or Fox TV stations because they are all owned by the Murdochs. [read post]
3 Dec 2023, 9:05 pm
The Dodd-Frank Wall Street Reform and Consumer Protection Act (“DFA”) was signed into law in July 2010. [read post]
3 Dec 2023, 3:22 pm
As the Wall Street Journal detailed in a December 2, 2023, article entitled “The Big Risk Causing Investors to Shun China” (here), geopolitical concerns are now a “top consideration” for prospective buyers of Chinese securities, and there concerns are, according to the Journal, “turning many people off investing in China. [read post]
17 Nov 2023, 11:41 am
” The relevance of JPI to litigation practice is impressively illustrated in a recent article in THE WALL STREET JOURNAL authored by Kristin Broughton, The Niche Insurance Policy Behind a Software Company’s Big Legal Payout, dated October 17, 2023. [read post]
14 Nov 2023, 2:26 pm
Other federal laws, such as the Sarbanes-Oxley Act and the Dodd-Frank Wall Street Reform and Consumer Protection Act, offer protections in the context of financial and corporate fraud. [read post]
8 Nov 2023, 6:12 am
As reported by the Wall Street Journal, investors were kept in the dark about the GWG L Bonds, which offered a fixed rate of return. [read post]
6 Nov 2023, 9:05 pm
However, the financial incentives inevitably lead to many meritless claims (e.g., Earle and Madek 2005), which significantly delay SEC processing of valid tips (Wall Street Journal 2018). [read post]
5 Nov 2023, 10:11 am
Following Epstein’s indictment and subsequent suicide, news reports circulated about the extent of Epstein’s relationships with various Wall Street executives, including Staley. [read post]
30 Oct 2023, 12:11 pm
The Wall Street Journal has compiled an extensive list of other recent examples, here. [read post]
27 Oct 2023, 4:00 am
But their work also underscores how much of the political fight around the nascent war is being done on the fly; and how much is being waged in unconventional theaters: college campuses, corporate boardrooms, K Street offices. and Capitol Hill restaurants. [read post]
24 Oct 2023, 9:01 pm
But it is clear that we cannot reverse those trends and enhance Americans’ trust in our financial institutions through our efforts alone. [read post]
18 Oct 2023, 7:44 am
According to a report from the Wall Street Journal, this has led many small businesses to file for bankruptcy under Subchapter V, a newer provision in federal bankruptcy code that makes it easier for financially struggling businesses to restructure. [read post]
