Search for: "Wayne Scott" Results 61 - 80 of 504
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9 Jun 2021, 12:22 pm by Adam Faderewski
The State Bar of Texas’ Membership Department was informed in May 2021 of the deaths of these members. [read post]
6 Jun 2021, 5:48 am by Christiana Wayne
Christiana Wayne shared the Supreme Court’s ruling in Van Buren v. [read post]
4 May 2021, 8:49 am by fjhinojosa
Barry, John William Hatfield, & Scott Duke Kominers, To Thine Own Self Be True? [read post]
3 May 2021, 2:25 pm by Silver Law Group
Scott Reed (Scott Wayne Reed CRD# 3007033) is a previously registered broker and investment advisor whose most recent employer was First Financial Equity Corporation (CRD#: 16507). [read post]
2 Apr 2021, 4:00 am by Jim Sedor
National/Federal Business Groups Rethinking Value of In-Person Lobbying The Hill – Alex Gangitano | Published: 3/31/2021 Before the pandemic, business groups held fly-ins that allowed for in-person meetings with members of Congress and agency officials. [read post]
6 Mar 2021, 12:22 pm by Iorio Altamirano
Last month, this blog reported that broker Scott Wayne Reed (CRD No. 3007033) had been barred from the securities industry by the Financial Industry Regulatory Authority (“FINRA”) for participating in private securities transactions totaling at least $3.5 million without providing prior written notice to his firm. [read post]
1 Mar 2021, 6:41 pm by Jon L. Gelman
“Bobby” Scott (VA-03), Committee on Education and Labor, Chair Rosa DeLauro (CT-03), Committee on Appropriations, Chairman Frank Pallone, Jr. [read post]
19 Feb 2021, 1:06 pm by Renae Lloyd
FINRA Reportedly Bars Broker Scott Reed after Allegations of Selling Away According to the Financial Industry Regulatory Authority (FINRA) today, the regulator has barred financial advisor Scott Wayne Reed (CRD #3007033) from the securities industry after he reportedly failed to provide information in FINRA’s investigation into circumstances of his termination from his member firm. [read post]
19 Feb 2021, 12:44 pm by Iorio Altamirano
The Financial Industry Regulatory Authority (“FINRA”) has barred broker Scott Wayne Reed from the securities industry over allegations that Mr. [read post]
18 Feb 2021, 5:14 am
., Mangan & Ginsberg LLP, and Michael Rothstein, Defendants (Memorandum, EDPA)Not Getting Away With What You Are Trying To Get Away With On Wall Street (BrokeAndBroker.com Blog)FINRA Bars Rep Over Private Securities TransactionsIn the Matter of Scott Wayne Reed, Respondent (FINRA AWC)SEC Awards Almost $3 Million Total in Separate Whistleblower Awards (SEC Release)... [read post]
13 Jan 2021, 12:46 pm by Overhauser Law Offices, LLC
Fort Wayne, Indiana – Apparently, the Plaintiffs in this case, Jessica Burciaga, Jessica Hinton, Jamie Eason Middleton, Lucy Pinder, Abigail Ratchford, Emily Scott, Denise Trlica, and Sara Underwood, are professional models. [read post]
27 Nov 2020, 3:19 am by Jon L. Gelman
Gelman of Wayne NJ is the author of NJ Workers’ Compensation Law (West-Thomson-Reuters) and co-author of the national treatise, Modern Workers’ Compensation Law (West-Thomson-Reuters). [read post]
20 Nov 2020, 3:00 am by Jim Sedor
National/Federal 6 Lawmakers in 5 Days: New COVID-19 infections put spotlight on Congress’ loose guidelines USA Today – Christal Hayes | Published: 11/18/2020 As rampant nationwide coronavirus spikes force states to reexamine reopening efforts, Congress is still struggling to maneuver around the pandemic as it encroaches on legislative business and endangers its members. [read post]
31 Oct 2020, 1:26 pm by Deanna Besbekos-LaPage
Scott Wayne Reed (“Agent Reed”), of Scottsdale, Arizona, has been engaging in various misconduct in customer accounts for years now. [read post]
19 Oct 2020, 10:34 am by Adam Faderewski
Scott Moore, 44, of Euless, died June 22, 2020. [read post]
19 Oct 2020, 8:43 am by Brett Raffish
And recent use-of-force incidents involving Eric Garner, Laquan MacDonald, Freddie Gray and Walter Scott all yielded accelerated settlements with municipalities—presumably, at least in part, because the local governments decided it was better to quickly settle rather than litigate or pay out plaintiffs’ potential Monell claims in addition to their state law tort claims. [read post]