Search for: "Wells Fargo Financial National Bank"
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20 Feb 2020, 9:06 am
Lila Fakhraie, Senior Vice President, Digital Banking APIs, Wells Fargo Bank Jason Gross, Co-Founder & CEO, Petal Melissa Koide, CEO, FinRegLab James Reuter, CEO & President, First Bank Holding Company The third panel will focus on the future state of the market, as well as considerations for policymakers on how to ensure consumer data is safeguarded while ensuring that consumers have continual access to their data. [read post]
7 Jan 2020, 2:17 pm
Turner & Company, LLC Capital Asset Funds Tax Exempt Portfolio American General Financial Corporation Wells Fargo Bank N.A CD. [read post]
24 Dec 2019, 7:19 am
Morgan Securities LLC World Financial Group Williams, Minjoe Wells Fargo Clearing Services, LLC National Securities Corporation Wright, Tiana Northwestern Mutual Investment Services LLC FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. [read post]
26 Nov 2019, 7:02 am
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Partners Bailey, Michael PFS Investments Primerica Financial Services Bartley,… [read post]
21 Nov 2019, 8:44 am
She will retire in March after 26 years at the bank, Wells Fargo said in a statement Wednesday. [read post]
28 Oct 2019, 7:41 am
Herrera purportedly convinced his customers, many of whom were elderly and/or Spanish-speaking, to sign blank withdrawal slips, which Herrera then allegedly presented to bank tellers at the Wells Fargo bank branches, according to the article. [read post]
8 Oct 2019, 12:15 pm
Michael Filipidis, former Wells Fargo employee, reportedly scams elderly customer out of $800,000. [read post]
11 Sep 2019, 12:33 pm
” Pitsironis, who has previously worked for Wells Fargo and RBC Markets in New York, has reportedly been employed for 22 years in the securities industry, according to his broker profile. [read post]
4 Sep 2019, 2:28 am
Filing for bankruptcy can give you the relief you need; additionally, you may have other unsecured debt that can discharged as well. [read post]
19 Aug 2019, 7:28 am
Thompson on suspicion of downloading nearly 30 GB of 100 million Capital One Financial Corp credit applications from a rented cloud data server. [read post]
15 Aug 2019, 11:24 pm
(TERI) took fees for providing guaranties for private student loans originated by The First Marblehead Corporation (not First Marblehead Bank) under a "rent-a-charter" scheme involving numerous national banks. [read post]
10 Jun 2019, 11:00 am
In April 2017, Wells Fargo recovered more than $180 million from five senior banking executives following their role in the bank’s fraudulent account scandal. [read post]
30 May 2019, 9:01 pm
Was Wells Fargo’s action legal? [read post]
12 Apr 2019, 8:25 am
According to FINRA Disciplinary actions for February 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Arizmendi, Jose Silber Bennett Financial, Inc TCFG Wealth Management, LLC Barrick, Tabor FBL Marketing Services, LLC Allstate… [read post]
3 Apr 2019, 10:00 am
The more money that you’ve got in your pocket is, well, just that, much more money. [read post]
19 Mar 2019, 11:18 am
RBC Capital Markets Santander Securities Janney Montgomery Scott Wells Fargo Advisors Financial Network You can view a full list of all 79 investment advisers on the SEC’s release announcing the settlement. [read post]
27 Feb 2019, 7:40 am
Philadelphia is accusing Bank of America, Citigroup, Goldman Sachs, Wells Fargo (WFC), JPMorgan Chase, Barclays, and Royal Bank of Canada (RBC) of colluding together to rig variable rate demand obligations (VRDOs) by agreeing not to compete against one another for re-marketing services involving these securities. [read post]
25 Jan 2019, 9:21 am
This company buys debts for pennies on the dollar from banks such as Wells Fargo, Citi Bank, Chase and Capital One. [read post]
18 Dec 2018, 11:03 am
Morgan Securities LLC Virginia Nichols LPL Financial LLC Merrill Lynch, Pierce, Fenner & Smith Inc Michael Nickoli AXA Advisors, LLC NML Investors, LLC Jeffrey Offen Craft Capital Management LLC Salomon Whitney Financial Issac Onu NY Life Securities LLC Wells Fargo Advisors, LLC Michael Resciniti Spartan Capital Securities, LLC First Standard… [read post]
17 Dec 2018, 2:58 am
” [Ira Stoll] “Because [Florida agriculture commissioner-elect Nikki Fried] took donations from the medical marijuana industry, Wells Fargo and BB&T banks closed her campaign accounts briefly, citing policies against serving businesses related to marijuana, which is still prohibited under federal law. [read post]
