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25 Oct 2023, 12:36 pm by Silver Law Group
LLC   William Blair & Company LLC   William Rodriguez   Jessica Wade For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
19 Oct 2023, 8:59 am by Robin E. Kobayashi
Other WCAB Decisions Denied Judicial Review Tokio Marine America Insurance Company v. [read post]
5 Oct 2023, 7:26 am by Joanna Herzik
” The scammer claimed they had been doing business with a company named HBS Systems Inc. in Richardson (which the attorney called and verified is a real company), that HBS had violated a copyright on some software, had admitted to this, and had settled on $2.9 million as a settlement. [read post]
22 Sep 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 22, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 15-21, 2023 Financial Implications of Rising Political Risk in the US Posted by Stephen Davis (Harvard Law School), on Friday, September 15, 2023 Tags: C+C, CEOs, Presidential elections, US institutions In 2022, Corporate Time Horizons Shorten, Investors’ Lengthen Posted by… [read post]
22 Sep 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 22, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 15-21, 2023 Financial Implications of Rising Political Risk in the US Posted by Stephen Davis (Harvard Law School), on Friday, September 15, 2023 Tags: C+C, CEOs, Presidential elections, US institutions In 2022, Corporate Time Horizons Shorten, Investors’ Lengthen Posted by… [read post]
20 Sep 2023, 9:24 am by centerforartlaw
Andy Warhol Found. for the Visual Arts, Inc, where the board of the Andy Warhol Foundation was sued because of the authentication done by a branch of the organization.[20] The foundation spent $7 million on the litigation, followed by further litigation with the foundation’s insurance company.[21] Following this lawsuit, a variety of artist foundation boards ceased authentication altogether to avoid litigation.[22] There is a risk of litigation when the basis of a sale is… [read post]
19 Sep 2023, 2:24 pm by centerforartlaw
Andy Warhol Found. for the Visual Arts, Inc, where the board of the Andy Warhol Foundation was sued because of the authentication done by a branch of the organization.[20] The foundation spent $7 million on the litigation, followed by further litigation with the foundation’s insurance company.[21] Following this lawsuit, a variety of artist foundation boards ceased authentication altogether to avoid litigation.[22] There is a risk of litigation when the basis of a sale is… [read post]
25 Aug 2023, 3:25 am by David Lynn
Way back in 2005, the Commission brought an action against a company for false and misleading disclosure in a Form 12b-25 about the reasons for the inability to file the periodic report in a timely manner, which I have often pointed to when companies are considering what to say in this very sensitive filing – the case was called In the Matter of FFP Marketing Company, Inc., Warner Williams, and Craig Scott, CPA, Rel. [read post]