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4 Mar 2019, 10:51 am
KENNETH VERCAMMEN & ASSOCIATES, PCATTORNEY AT LAW2053 Woodbridge Ave.Edison, NJ 08817(Phone) 732-572-0500 (Fax) 732-572-0030www.njlaws.com [read post]
4 Mar 2019, 10:29 am
KENNETH VERCAMMEN & ASSOCIATES, PCATTORNEY AT LAW2053 Woodbridge Ave.Edison, NJ 08817(Phone) 732-572-0500 (Fax) 732-572-0030www.njlaws.com [read post]
4 Mar 2019, 9:55 am
KENNETH VERCAMMEN & ASSOCIATES, PCATTORNEY AT LAW2053 Woodbridge Ave.Edison, NJ 08817(Phone) 732-572-0500 (Fax) 732-572-0030www.njlaws.com [read post]
20 Feb 2019, 12:27 pm
Bertsch and his alleged activities involving improper sale of Woodbridge promissory notes. [read post]
15 Feb 2019, 11:32 am
He is one of several sales agents to be censured or barred by securities regulators for selling Woodbridge notes. [read post]
9 Feb 2019, 10:03 am
COMPLIMENTARY MATERIAL: Brochures on Wills, Probate and Administration of an Estate, Power of Attorney, Living Wills, Real Estate Sales for Seniors, and Trusts. [read post]
8 Feb 2019, 1:58 pm
Frank Dietrich allegedly took in $261,000 in commissions from said sales, FINRA notes. [read post]
31 Jan 2019, 1:24 pm
However, they won’t be subject to fines for past sales. [read post]
30 Jan 2019, 5:00 am
The regulator accused Woodbridge of using investors’ funds to pay other investors, as well as $64.5M in sales commissions to agents that had touted the Woodbridge investments as “conservative” and “low risk. [read post]
25 Jan 2019, 11:12 am
KENNETH VERCAMMEN & ASSOCIATES, PCATTORNEY AT LAW2053 Woodbridge Ave.Edison, NJ 08817(Phone) 732-572-0500 (Fax) 732-572-0030www.njlaws.com [read post]
19 Jan 2019, 11:22 am
Joshua Paz Mischke Allegedly Sold Unregistered/Non-exempt Fractionalized Woodbridge First Position Commercial Mortgage Notes to his Advisory & Insurance Clients Joshua Mischke allegedly sold unregistered/non-exempt fractionalized Woodbridge First Position Commercial mortgage notes to his advisory and insurance clients, according to a final Regulatory Action under review by investor rights attorney Alan Rosca. [read post]
18 Jan 2019, 11:39 am
According to the Letter of Acceptance, Waiver and Consent, in November 2018, FINRA initiated an investigation into Weiser’s conduct regarding the sale of Woodbridge Promissory Notes and interests in Future Income Payments, LLC, to determine whether Weiser engaged in unapproved private securities transactions. [read post]
11 Jan 2019, 11:35 am
Wendel Allegedly Served as an Unregistered Broker on Behalf of Woodbridge & Helped Raise Approximately $188 Million from the Offer & Sale of Unregistered Securities Jeffrey Wendel, of Ft. [read post]
9 Jan 2019, 9:15 am
Wednesday, January 9 at 12:15-1:00 PM and again 5:00pm-5:45pmLaw Office of Kenneth Vercammen,2053 Woodbridge Ave, Edison, NJ 08817 program is limited to 15 people. [read post]
24 Dec 2018, 5:14 pm
Administering the Estate & Probate COMPLIMENTARY MATERIAL: Brochures on Wills, Probate and Administration of an Estate, Power of Attorney, Living Wills, Real Estate Sales for Seniors, and Trusts. [read post]
6 Dec 2018, 11:55 am
FINRA Bars Other Brokers Over Woodbridge Investment Sales He is not the only broker to recently be barred by FINRA after they sold Woodbridge investments. [read post]
28 Nov 2018, 9:15 am
Allegations are in relation to sales of Woodbridge Notes. [read post]
6 Nov 2018, 6:16 am
He was also terminated by Signator for his sales of Woodbridge and 1 Global Capital, and has worked in the securities industry since 1977, FINRA notes. [read post]
1 Nov 2018, 2:39 pm
As recently disclosed by FINRA, as of October 30, 2018, FINRA barred registered representative David Carl Ferdwerda (“Ferdwerda”) from the securities industry due to his purported failure to provide requested documents and information to FINRA concerning his sales of Woodbridge securities. [read post]
1 Nov 2018, 8:04 am
On August 27, 2018, FINRA staff reportedly sent Ferwerda a letter requesting documents and information, pursuant to FINRA Rule 8210, in connection with FINRA’s review of Ferwerda’s participation in sales of notes related to the Woodbridge Group of Companies LLC, a group of unregistered investment companies. [read post]
