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24 Sep 2014, 4:15 am by Broc Romanek
Thanks to David Westenberg of WilmerHale for providing this chart of the SEC’s filing fees over the years: 2015 – $116.20 2014 – $128.80 2013 – $136.40 2012 – $114.60 2011 – $116.10 2010 – $71.30 2009 – $55.80 2008 – $39.30 2007 – $30.70 2006 – $107.00 2005 – $117.70 2004 – $126.70 2003 – $80.90 2002 – $92.00 And don’t forget our new “SEC Filing Fees Handbook“… - Broc… [read post]
16 Sep 2014, 3:41 am by Broc Romanek
Meanwhile, the SEC created a new “Office of Risk Assessment” within Risk Fin – the new office will coordinate the data-driven risk assessment tools across the agency, like the ones that recently supported Enforcement’s Section 16 initiative… Cap’n Cashbags: The “Real” ALS Ice Bucket Challenge Cap’n Cashbags – a CEO – doesn’t try to avoid the ALS Ice Bucket Challenge in this trailer for the full feature film (here’s his… [read post]
15 Sep 2014, 3:38 am by Broc Romanek
The Rise of Foreign Issuer IPOs In this blog, Ze’-ev Eiger of Morrison & Foerster explains the reasons for a comeback in IPOs in the United States by foreign issuers… - Broc Romanek [read post]
12 Sep 2014, 4:16 am by Broc Romanek
Meanwhile, SEC Commissioner Gallagher has taken the unusual step of writing a report for publication outside the agency’s walls – this report on proxy advisors published by the Washington Legal Foundation… - Broc Romanek [read post]
11 Sep 2014, 3:33 am by Broc Romanek
What to Do If There’s a Filing Error: Corrections & Disclosure – The In-House Perspective - Broc Romanek [read post]
10 Sep 2014, 3:43 am by Broc Romanek
The full agendas for the Conferences are posted — but the panels include: - Keith Higgins Speaks: The Latest from the SEC - Top Compensation Consultants: Survivor Edition - Preparing for Pay Ratio Disclosures: How to Gather the Data - Pay Ratio: What the Compensation Committee Needs to Do Now - Case Studies: How to Draft Pay Ratio Disclosures - Pay Ratio: Pointers from In-House - Navigating ISS & Glass Lewis - How to Improve Pay-for-Performance Disclosure - Peer Group Disclosures: The… [read post]
5 Sep 2014, 5:00 am by Randi Morrison
It’s Mailed: 2015 Edition of Romanek’s “Proxy Season Disclosure Treatise” Broc Romanek has wrapped up the 2015 Edition of the definitive guidance on the proxy season – Romanek’s “Proxy Season Disclosure Treatise & Reporting Guide” – and it’s been mailed to those that pre-ordered. [read post]
29 Aug 2014, 3:52 am by Broc Romanek
Cinemagraphs You gotta check out these animated photos called “cinemagraphs“… - Broc Romanek [read post]
25 Aug 2014, 3:23 am by Broc Romanek
- State Street’s Director Tenure Policy: May Result in Votes Against Directors - Shareholder Proposals: No-Action Letter Stats - Europe: Proxy Advisors Respond to Shareholder Rights Directive - Broc Romanek [read post]