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2 Jul 2019, 1:09 pm
In Massachusetts, a brokerage firm is required to register its agents before they are allowed to engage in securities-related business in the state. [read post]
16 Oct 2019, 9:00 pm
She then turned into an adjacent business parking lot. [read post]
6 Mar 2013, 12:00 am
” Students in the new Semester-in-Practice Externship will work directly with an attorney/field supervisor and will receive oversight at the law school from a faculty supervisor. [read post]
21 Apr 2014, 9:27 am
In a recent decision, the SBA Office of Hearings and Appeals sharply criticized the SBA’s evaluation of a woman-owned small business’s 8(a) application, holding that the SBA had improperly discounted evidence of bias, needlessly demanded that the woman provide irrelevant details, and made several other errors. [read post]
8 Aug 2017, 12:49 pm
While a title may be suggestive of the true nature of an employee’s role, it will never be determinative (i.e. an employee could be work in the role of “Office Supervisor” but depending on the day-to-day nature of their duties still be protected by the overtime pay provisions). [read post]
17 Sep 2021, 12:44 pm
., an office assistant at a drug counseling and treatment center in Monmouth County, makes for a good illustration. [read post]
11 Jun 2019, 2:00 am
Being able to ditch the traditional brick-and-mortar office to work from home, the beach, or a coffee shop is a dream come true for the modern workforce. [read post]
23 Feb 2012, 12:33 pm
One officer told investigators that he’d been out on patrol one day when his supervisor called his cellphone and indicated he should check out Rasmusson’s record. [read post]
3 Dec 2007, 1:37 am
The opinion holds, among other things, that: The NYLB is not a state agency; The Superintendent, as liquidator, is acting in a capacity as liquidator of a private business and is not a "state officer"; The Superintendent's role as liquidator is "judicial and private, while the Superintendent's role as regulator and supervisor is "administrative and public"; Equitable title to estate assets under NYLB control rests with the… [read post]
18 Dec 2008, 12:40 pm
With the lab's director out of town and the sheriff recently deposed by corruption charges, Rackauckas submitted a brief agenda item to county supervisors two business days before their regular meeting. 'Our aim is to make significant changes in the way forensic DNA analysis is conducted,' Rackauckas wrote. [read post]
25 Apr 2011, 4:19 pm
Please contact Jim Eccleston at the Eccleston Law Offices at 312-332-0000 to discuss your case. [read post]
30 Apr 2010, 9:00 pm
BTW, during the years 2002 and 2003, I was a member of the ‘Raad van Toezicht inzake het Fiduciair Bedrijf’ (Supervisory Board for Fiduciary Business), at that time the independent Netherlands Antilles supervisor of trust offices. [read post]
28 Jan 2009, 6:52 pm
The new ordinance, which was proposed by Supervisor Michael D. [read post]
4 Mar 2010, 4:50 am
Supervisor and manager individual liability. [read post]
6 Jan 2016, 1:39 pm
FINRA has defined “firm culture” as “set of explicit and implicit norms, practices, and expected behaviors that influence how firm executives, supervisors and employees make and implement decisions in the course of conducting a firm’s business. [read post]
23 Feb 2012, 5:57 am
In one example, the human resource manager reported to a senior financial officer. [read post]
28 Aug 2020, 4:00 am
If so, call Robert Pearce at the Law Offices of Robert Wayne Pearce, P.A. for a free consultation. [read post]
31 May 2012, 10:13 am
As stated in the press release: Charged in the indictment is YIU WAH WONG, who served as the Bank's Chief Credit Officer, Vice President, and Underwriting Supervisor. [read post]
27 Sep 2022, 9:04 pm
It is critical that we—regulators, enforcers, and supervisors—support each other in effectuating deterrence and compliance with orders. [read post]
7 Oct 2009, 2:47 am
At one end of this spectrum are offices in which work or business is conducted in open areas, in plain sight of supervisors, customers, and visitors. [read post]