Search for: "Capital One Financial Corporation"
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14 Feb 2012, 6:06 pm
All that retaining the research credit would take is adding one line to financial statements, under the tax line. [read post]
14 Mar 2022, 1:59 pm
The court and shareholders could object to a proposed settlement on the basis that using the captive for this insurance is simply moving corporate assets from one pocket to another. [read post]
23 Oct 2009, 9:53 am
Central's dire financial situation from Corporate America when soliciting it to buy $9 million worth of so-called paid-in capital shares in U.S. [read post]
29 Jan 2010, 6:06 am
Building on these papers, we add one further ingredient to the story, namely, corporate issuers, who have to raise a fixed amount of total debt financing and who must choose whether to issue at short or long maturities. [read post]
20 Jun 2017, 7:15 pm
The aspects on which the symposium will focus are: (1) a complete liberalisation of inward and outward capital flows with the consequent free access of foreign institutions to the domestic markets;(2) creation of a government and corporate bond market;(3) increase in the number of private financial institutions; and, (4) reshaping of the banking and financial supervision. [read post]
15 Jul 2011, 2:48 pm
The decision, in which a five-justice majority held that Janus Capital Group was not legally responsible for false statements made in the literature of a mutual fund it managed, is “as stark an example as one can imagine of the Court’s pro-corporate bias” and reveals “the extent to which conservatives are happy to give the financial interests that destroyed the economy free rein,” Lemieux writes. [read post]
5 Jun 2023, 10:30 pm
Solvency Regulation Framework for United States Insurers Explore key components of the U.S. system of state-based insurance regulation relating to insurance company solvency, including capital requirements, statutory accounting, financial reporting, group supervision, corporate governance, and risk management. [read post]
25 Jul 2022, 9:01 pm
As a result, one of my goals as Director is to help restore the public’s trust in our financial markets and institutions and to make clear that there is only one set of rules. [read post]
11 Dec 2015, 1:56 pm
An investment adviser that is a private fund adviser is not required to be licensed or to make a notice filing in Arizona if:The private fund adviser is not subject to federal Regulation A Rule 262 “bad boy” disqualification provisions; The private fund adviser to a qualifying private fund that is not a venture capital company files with the Arizona Corporation Commission each report (and report amendment) that the investment adviser is required to file with the SEC… [read post]
7 Jun 2013, 5:03 am
Most of the big insurance companies are publicly traded corporations. [read post]
14 Jan 2013, 8:45 am
Despite a prosecution that dragged on until 2007, no one was convicted [read post]
23 Aug 2021, 12:14 pm
David Volpe (David John Volpe CRD# 2543478) is a former registered broker who has previously worked for First Financial Equity Corporation, LPL Financial LLC, and National Planning Corporation, all in Scottsdale, Arizona. [read post]
9 Mar 2023, 2:16 pm
One widow believed moving the life insurance balance to Monmouth was part of the process. [read post]
28 May 2010, 8:00 am
The goal was to make SOEs responsible for their own financial viability. [read post]
16 Nov 2017, 3:38 am
There is a rather silly notion that–more often than not–stems from ignorance related to private, corporate investments. [read post]
16 Nov 2011, 5:38 pm
Inter-affiliate swaps are key to the effective management of interest rate, foreign exchange, liquidity, capital and balance sheet risks inherent in the general business of financial institutions, just as is the case for non-financial corporations.ISDA noted that inter-affiliate swaps generally do not raise the systemic risk concerns that Title VII regulation is intended to address because they do not create additional counterparty exposure outside of the… [read post]
18 Oct 2023, 9:05 pm
The structure of dual-class stock, where one class of shares confers more votes per share than the other, creates a gap (“wedge”) between voting rights and cash flow rights that allows insiders to raise capital without relinquishing effective control of the company. [read post]
16 Nov 2019, 4:58 am
Registered Capital: determine amount of capital to be invested, pursuant to financial projections. [read post]
29 Apr 2011, 7:17 am
But corporate work was flat and capital markets work declined by 1.2%. [read post]
19 Dec 2018, 10:38 am
One of the key provisions of the Dodd-Frank Act rollback law signed by President Trump on May 24, 2018, hasn’t met its early promise for U.S. community banks. [read post]
