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26 Sep 2022, 7:33 am by Grace Schepis
[The firm] has broad experience representing hedge fund and private equity firms in a variety of disputes . . . [read post]
26 Sep 2022, 2:02 am by Greg Rodarte, Marlin Hawk
Before joining Marlin Hawk, Rodarte worked at two global executive search firms, where he recruited executive-level talent for some of the largest universal banking platforms. [read post]
23 Sep 2022, 10:00 am by China Law Blog
This conference will also be attended by GGI’s affiliate group, GCG (Geneva Capital Group), comprised of M&A advisory groups, investment banking firms, venture capital groups, and private equity firms. [read post]
21 Sep 2022, 7:08 pm by Ddswayne
And, if obtaining the bank loan as a home equity line, the interest may be tax deductible. [read post]
21 Sep 2022, 3:31 pm by luiza
  After the mortgage crisis, those big bets led to a series of False Claims Act settlements with the banks that had lied to the funds about the security of their investments. [read post]
20 Sep 2022, 9:01 pm by Kyle Hulehan
Note: This report was published in partnership with the Centre for Policy Studies, one of the oldest and most influential think tanks in Westminster. [read post]
20 Sep 2022, 2:02 am by Greg Rodarte, Marlin Hawk
Before joining Marlin Hawk, Rodarte worked at two global executive search firms, where he recruited executive-level talent for some of the largest universal banking platforms. [read post]
16 Sep 2022, 6:30 am by John Jascob
The rule has never been applied to or enforced in fixed income securities markets and does not contemplate the differences in how liquidity is provided in fixed income markets compared to equity markets. [read post]
16 Sep 2022, 6:30 am
Securities and Exchange Commission, on Friday, September 9, 2022 Tags: Bitcoin, Cryptocurrency, Financial regulation, Financial technology, Howey test, SEC, Securities regulation, Stablecoins Proposed Additional Amendments to Form PF Posted by Jessica Forbes, Philip Heimowitz, and Mark Highman, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, September 10, 2022 Tags: Cryptocurrency, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds,… [read post]
14 Sep 2022, 9:07 pm by Gene Takagi
The presentation also noted the impact of the war on drugs on racial equity. [read post]
14 Sep 2022, 6:37 am
CEO incentives embedded in equity compensation encourage risk taking that might or might not enhance firm value (Bolton, Mehran, and Shapiro 2015; Stulz 2015). [read post]
13 Sep 2022, 11:07 am by The White Law Group
  FINRA Rule 2360 requires member firms to report large options positions to the Large Options Positions Reporting, which FINRA uses to check for potentially manipulative behavior, including attempts to corner the market in the underlying equity, leverage an option position to affect the price, or move the underlying equity to change the value of a large option position. [read post]
9 Sep 2022, 12:36 pm by The White Law Group
  Among other things, a firm’s WSPs must address supervision of supervisory personnel and provide for the review of a firm’s investment banking and securities business, correspondence and internal communications, and customer complaints. [read post]
9 Sep 2022, 10:36 am by jeffreynewmanadmin
A core component of the alleged scheme carried out by Brockman and Smith was the use of foreign partnerships managed by Vista Equity Partners, a major U.S. private equity firm. [read post]
9 Sep 2022, 7:20 am by Steven Thompson
This includes the buyer and seller and the bank that holds the current mortgage, your mortgage company, and the title company. [read post]
9 Sep 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 9, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 2-8, 2022 Dealing with Activist Hedge Funds and Other Activist Investors Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Friday, September 2, 2022 Tags: Boards of Directors, Hedge funds, Proxy contests, SEC, Securities regulation, Shareholder activism, Shareholder voting,… [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
Tailored disclosures exist elsewhere — for example, asset-backed securities disclosure[12] differs from that for equities. [read post]