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22 Jun 2009, 11:40 am
The application process is the same as it was under the original CPP: apply to your primary federal regulatory (FDIC, OCC, OTS or Federal Reserve). [read post]
15 Jul 2013, 6:03 am by D. Daxton White
Capstead Mortgage Corporation Chimera Investment Corporation Colony Financial, Inc. [read post]
20 Sep 2011, 11:05 am by LindaMBeale
  (I say somewhat freer because as the federal government and states get stingier with higher education funding for public universities, academics are pressed more and more to do "bespoke" applied research that gets corporate dollars to the campus and is rewarded most if it translates quickly to industry profits.) [read post]
27 Jan 2014, 3:35 am by Peter Mahler
In a nutshell, the plaintiff Blaustein owns about 17% of the voting shares of an S corporation known as Lord Baltimore Capital Corp. [read post]
8 Mar 2019, 6:30 am by Dan Ernst
Each statute sought to redefine economic freedom for workers around security and sought to position worker security as essential to the constitutional accommodation of corporate capitalism. [read post]
23 Dec 2013, 12:00 pm by Mark Astarita
Mark Astarita, one of our partners, is the author of two popular introductory articles  - Introduction to the Federal Securities Laws and Introduction to Private Placements, which are available at SECLaw.com.For more information about raising capital, and the SEC's new CrowdFunding proposals, call him at 212-509-6544 or at email us [read post]
15 Nov 2019, 11:54 am by Kevin Kaufman
And The Wall Street Journal’s Richard Rubin figures her proposals would push federal tax rates above 100 percent on some billionaires and multimillionaires. [read post]
7 Apr 2016, 6:29 am
Department of Justice filed a complaint in federal district court alleging that two ValueAct Capital funds repeatedly violated the Hart-Scott-Rodino Act in amassing large equity positions in two oilfield services companies which have agreed to merge. [read post]
7 Apr 2016, 6:29 am
Department of Justice filed a complaint in federal district court alleging that two ValueAct Capital funds repeatedly violated the Hart-Scott-Rodino Act in amassing large equity positions in two oilfield services companies which have agreed to merge. [read post]
5 Dec 2010, 6:00 am by Steven Kaufhold - Guest
  Such aiding-and-abetting claims under the federal securities may be pursued only in enforcement actions by the Securities and Exchange Commission (SEC). [read post]
So much of the architecture of corporate governance has been the subject of recent federal reforms (SOX, Dodd-Frank, FCPA expansion, etc.) that it is easy to forget that those enactments leave a lot of the governance landscape unaddressed. [read post]
25 Sep 2024, 2:24 pm by Michael Lowe
This is because banks are not the only corporations that are involved in the credit card marketplace. [read post]
7 May 2018, 4:00 am by Pierre-Hugues Verdier, Paul Stephan
 In theory, these statutes could give rise to corporate criminal responsibility pursuant to the strict respondeat superior doctrine applied by U.S. federal courts, under which “a corporation is liable for the criminal acts of its employees and agents done within the scope of their employment with the intent to benefit the corporation. [read post]
23 Oct 2009, 10:29 am
In a federal lawsuit filed in Omaha, Nebraska, a Sarasota woman alleges that Securities America sold hundreds of millions of dollars worth of securities in the form of notes for Medical Capital Holdings, a medical receivables financing company based in Tustin, California. [read post]
25 Mar 2007, 6:08 pm
Do you have enough capital or access to capital in order to start the business on your own? [read post]
18 May 2020, 6:00 am by Unknown
  The federal government generally does not tax the investment income of a foreign corporation if the earnings are unconnected with a U.S. trade or business, and foreigners are not required to pay taxes on their investment income from U.S. businesses unless they reside within the United States [Mitchell, 2001].Furthermore, states offer many additional tax benefits designed to attract out-of-state investments, and the federal government generally does not have the… [read post]
After industry groups stressed the need to adopt regulatory changes in light of the COVID-19 pandemic, on March 27, 2020, the Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation and Office of the Comptroller of the Currency (collectively, the “Banking Agencies”) issued a joint press release announcing an interim final rule (the “interim final rule”) allowing banks to delay the effects of the current expected… [read post]
15 Oct 2012, 12:26 pm by jleaming@acslaw.org
Court of Appeals for the District of Columbia Circuit  is so important because it has the responsibility of reviewing most of the rules and interpretative decisions made by federal agencies in the capital. [read post]
11 Jun 2014, 8:42 pm
§ 441 b(a), which bans corporate direct contributions to candidates for federal office. [read post]