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3 Jul 2012, 10:17 am by James Mullan
The last panelist was Tim Bratton from the Financial Times. [read post]
3 Jul 2012, 10:17 am by James Mullan
The last panelist was Tim Bratton from the Financial Times. [read post]
23 Dec 2010, 4:49 am
On 15 December 2010 the Financial Services Authority (FSA) issued a final notice informing Scottish Equitable plc of the £2.8 million financial penalty levied on it for breaches of FSA Principle 3 that occurred between 2002 and 2010.Principle 3 requires that a firm takes reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems. [read post]
13 Apr 2009, 5:42 pm
In this article, I describe how trilateral dilemmas have arisen in many different sectors of the financial services industry, including mortgage lending, retirement savings, investment management, insurance brokering, student loans, and banking services. [read post]
21 Nov 2016, 9:30 pm by Rosemary Hennigan
Most of the EU’s recent financial services regulations provide a mechanism for a finding of equivalence. [read post]
12 Aug 2021, 1:12 pm by Kim Phan
The Guidance contains risk management principles and practices that can support a financial institution’s authentication of (1) users accessing the financial institution’s information systems, including employees, board members, third parties, service accounts, application, and devices (collectively, users) and (2) business and consumer customers (collectively, customers) authorized to access digital banking services. [read post]
17 Aug 2022, 1:45 pm by Rachel Casper
 joined LCL in August of 2020 following her work for the State of Connecticut Department of Mental Health and Addiction Services where she spent over 15 years working as a clinical neuropsychologist and most recently as the director of behavioral intervention services for inpatient services. [read post]
17 Aug 2022, 1:45 pm by Rachel Casper
 joined LCL in August of 2020 following her work for the State of Connecticut Department of Mental Health and Addiction Services where she spent over 15 years working as a clinical neuropsychologist and most recently as the director of behavioral intervention services for inpatient services. [read post]
27 Aug 2013, 6:02 am by Susan McLean
For example, it can be used in recruitment, customer insights, research and development, issue/crisis management and customer services. [read post]
12 Mar 2020, 1:46 pm by skelly
The post What Insurers Should Know: New York Department of Financial Services Issues Guidance and Call for Special Report Related to COVID-19 appeared first on Insurance & Reinsurance. [read post]
2 Mar 2009, 4:59 am
The UK Treasury has proposed opening a new information gateway between the Financial Services Authority (FSA) and the Claims Management Regulator (CMR) so the two regulatory bodies can share information of mutual interest. [read post]
4 Jun 2015, 6:49 am by Docket Navigator
"Patent Owner [argues] that the Petition does not cite to 'any single word in any single claim' that is directed to a financial product of service; none of the prior art cited by Petitioner is directed to a financial product or service; and Petitioner does not cite any examples of actual financial products that employ the method of the claims. . . . [read post]
4 Jul 2023, 11:48 am by Simon Lovegrove (UK)
The EBA also expects financial institutions to have in place updated and robust risk management frameworks. [read post]
8 Jul 2009, 2:39 pm
These roles include, among others, asset management, capital raising, broker-dealer, investment sourcing, research, advisory, cash management and fund administration services. [read post]
10 Aug 2009, 10:50 am
Aloisi Jr. and MBTA interim general manager William Mitchell reassured MBTA customers that service and accountability would improve under new leadership. [read post]
27 Jan 2012, 1:19 am by tracey
“One of America’s most high-profile hedge fund managers David Einhorn has been fined £7.2m by the Financial Services Authority for trading on insider information.” Full story Daily Telegraph, 25th January 2012 Source: www.telegraph.co.uk [read post]
Continued improvement in the economy brought new opportunities into sight and ramped up private equity activity in the financial services sector. [read post]
29 Oct 2015, 4:49 am
After practicing law John became at early Knowledge Management leader and evangelist at Alton & Bird and Latham & Watkins in the 1990's, He has now turned his focus to predictive analytics in financial services and his article urges law firm leaders to recognize the financial and competitive opportunities which predictive analytics offer in specific areas of law firm administration and practice.Why Lawyers Should Care about Predictive AnalyticsBy John… [read post]
28 Oct 2020, 6:00 am by Bob Ambrogi
Now, that technology will be available to customers of global managed services provider Integreon, as the two companies are today announcing a strategic partnership to deliver comprehensive contract management automation through the combination of Integreon’s consulting and services expertise with SirionLabs’ AI-powered CLM technology. [read post]