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22 Jul 2019, 1:00 am
Commissioners for HMRC v Frank A Smart & Sons Ltd (Scotland), heard 6 Mar 2019. [read post]
17 Jul 2019, 1:59 pm
Division V of the Colorado Court of Appeals addressed, for the first time, corporate veil-piercing in the context of a single-member, single-purpose LLC that is managed under a contract by another company. [read post]
12 Jul 2019, 8:14 am
Giancarlo sought to tamp down rumors that he may be a candidate for the role of governor of the Bank of England. [read post]
12 Jul 2019, 6:17 am
Meetings Posted by Kosmas Papadopoulos, ISS Analytics, on Saturday, July 6, 2019 Tags: Boards of Directors, Charter & bylaws, Dual-class stock, Institutional Investors, Majority voting, Ownership structure, Shareholder proposals, Shareholder voting The State of Play on Clawbacks and Forfeitures Based on Misconduct Posted by Jonathan Ocker, Justin Krawitz, and Ben Gibbs, Pillsbury Winthrop Shaw Pittman LLP, on Sunday, July 7, 2019 … [read post]
11 Jul 2019, 11:49 am
(The Dodd-Frank Act transferred authority to implement the EFTA from the Board to the Bureau.) [read post]
11 Jul 2019, 7:55 am
” Pursuant to Dodd-Frank Section 1054(e), the CFPB would need the DOJ’s consent to represent itself in the Supreme Court in Seila Law. [read post]
9 Jul 2019, 6:30 am
Investment banks frequently hire analysts from rating agencies. [read post]
5 Jul 2019, 6:05 am
Kress (University of Michigan), on Wednesday, July 3, 2019 Tags: Banks, Divestitures, Dodd-Frank Act, Federal Reserve, Financial crisis, Financial institutions, Financial regulation, Glass-Steagall, Incentives, Moral hazard, Systemic risk, Too big to fail SEC Proposal on Pro Forma Synergy Disclosures Posted by David A. [read post]
1 Jul 2019, 11:16 am
While the DOJ opposed the certiorari petition filed by State National Bank of Big Spring (SNB) that also asked the Supreme Court to decide whether the CFPB’s structure is constitutional, it did so because it viewed that case as “a poor vehicle to consider the [constitutionality] question. [read post]
28 Jun 2019, 6:07 am
Government Accountability Office, on Thursday, June 27, 2019 Tags: Bank boards, Banks, Board composition, Board dynamics, Board performance, Board tenure, Board turnover, Boards of Directors, Director qualifications, Diversity, Securities regulation [read post]
26 Jun 2019, 6:00 am
In 1990, the firm moved into the Bank of America building on Truxtun and Chester avenues, where it remained for 25 years. [read post]
25 Jun 2019, 8:46 am
Nat’l Australia Bank Ltd. (2010). [read post]
21 Jun 2019, 7:40 am
“I once again would like to thank Commissioner Peirce for her excellent leadership on our efforts to stand up the Dodd-Frank Title VII regulatory regime. [read post]
20 Jun 2019, 8:22 am
Franke Professor of Law and Business and senior faculty member with the Arthur and Toni Rembe Rock Center for Corporate Governance at Stanford Law School. [read post]
14 Jun 2019, 6:18 am
Blurred Lines: Government Involvement in Corporate Internal Investigations and Implications for Individual Accountability Posted by Andrew Bauer, Jonathan Green, and Sara D’Amico, Arnold & Porter Kaye Scholer LLP, on Friday, June 7, 2019 Tags: Banks, Deutsche Bank, DOJ, Financial institutions, Financial regulation, LIBOR, Securities enforcement, U.S. federal courts Board Development and Director Succession Planning in the… [read post]
13 Jun 2019, 2:00 am
Frank Fiorille is the vice president of risk management, compliance, and data analytics at Paychex. [read post]
12 Jun 2019, 9:27 am
The Dodd-Frank Act does not authorize state attorneys general to bring claims against national banks or federal savings associations to directly enforce Dodd-Frank’s UDAAP provisions. [read post]
11 Jun 2019, 6:19 am
These include: Conceptually, the CFTC’s swaps authority “shall not apply” to activities outside the United States unless those activities “have a direct and significant connection with activities in, or effect on, commerce of the United States” set forth in the Dodd-Frank Act. [read post]
10 Jun 2019, 2:05 pm
The OCC believes that sufficient stress testing programs have been adopted and integrated into the risk management policies of banks and federal savings institutions to which the DFAST rules apply. [read post]
10 Jun 2019, 11:00 am
In April 2017, Wells Fargo recovered more than $180 million from five senior banking executives following their role in the bank’s fraudulent account scandal. [read post]
