Search for: "Frank Chang"
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18 Aug 2010, 2:22 am
Over the coming months we will see various state securities divisions propose changes to regulations designed to correspond to the new laws under Dodd-Frank. [read post]
11 Jul 2011, 6:37 am
Frank Zhang of Yale School of Management. [read post]
14 Dec 2010, 8:31 am
Frank Aquila, a Practice Center Contributor and Partner at Sullivan & Cromwell, passed along this article he wrote with Partner Melissa Sawyer discussing the M&A market in 2010 and what to expect in 2011. [read post]
25 Dec 2013, 3:35 pm
While the Society fully recognizes that the SEC must adopt regulations implementing Section 953(b) of the Dodd-Frank Act, the group believes that the regulations will add significant costs and impose burdens on public companies to provide disclosure that will not provide investors with material information to making investment decisions.All that said, the Society, accepting the fact that there will be regulations implementing Section 953(b), has a number of suggested changes in the… [read post]
3 Mar 2014, 8:16 am
Duffy, the CFPB is currently engaged in a massive, multi-million dollar data collection effort of consumers’ financial information.Finally, the legislation would prevent the CFPB from undermining the safety and soundness of U.S.financial institutions through regulatory overreach by changing its relationship with the Financial Stability Oversight Council (FSCurrently, under section 1023 of the Dodd-Frank Act, CFPB regulations may not be set aside unless two-thirds of the… [read post]
22 Jan 2019, 6:20 am
The past two decades have witnessed dramatic changes to the boards of directors of U.S. public corporations. [read post]
24 Sep 2024, 2:00 am
Explore the planned changes now in this insightful article from our Law360 partners. [read post]
9 Oct 2020, 7:37 am
Rasnick and Frank C. [read post]
14 Apr 2016, 7:47 pm
Liberty Street Economics Blog: “Since the financial crisis, bank regulatory and supervisory policies have changed dramatically both in the United States (Dodd-Frank Wall Street Reform and Consumer Protection Act) and abroad (Third Basel Accord). [read post]
18 May 2011, 11:55 am
That’s set to change on July 21 of this year, when the agency will officially take over many of the consumer protection functions currently handled by other federal agencies. [read post]
26 Aug 2011, 9:51 am
Franks violation leading to search warrant for child pornography, finding none, leads to civil rights liability for the investigators. [read post]
30 Mar 2008, 10:23 pm
He may have changed, but he'll have a lot of time to reflect on what happened. [read post]
15 May 2024, 11:15 am
From 2012 when Dodd-Frank implemented a change requiring fund managers to register the number of registered investment advisers and Exempt Reporting advisers has increased by 60% from 13,222 to 21,203. [read post]
22 Sep 2010, 3:31 pm
Meanwhile, Frank’s lawyers claim the change was an innocent mistake:Silverstein said he made the switch simply to confirm the McCourts’ desire to put their homes in Jamie’s name and the team and other businesses in Frank’s name, so business creditors could not seize the homes. [read post]
4 Mar 2010, 7:47 am
As such, if the contractor received a change of ownership or change of information which resulted in a change of owners (e.g., asset sale/stock transfer) prior to January 1, 2010 and the HHA was adversely affected by the contractor's application of the policies found in 424.550(b), the HHA should send a letter to the contractor formally requesting that its ownership change be processed. [read post]
8 Aug 2007, 12:49 pm
My goal was a frank and honest discussion about our profession and I quite selfishly hoped I would learn some new methods and garner some new ideas on how to productively reach a resolution for all parties in this complex dance. [read post]
4 May 2013, 7:39 am
As CFTC Chairman Gary Gensler has stated, "Dodd-Frank expands the CFTC's arsenal of enforcement tools. [read post]
17 Apr 2022, 5:50 am
And yet, when I look up at the sky, I somehow feel that everything will change for the better, that this cruelty too shall end, that peace and tranquility will return once more. [read post]
27 Feb 2015, 1:20 pm
The trouble was he had six copies, three he changed and three he did not, and he didn’t tell Jamie or Frank what he had done. [read post]
17 Nov 2017, 9:14 pm
Like the clearing mandate, the exchange trading policy initiative is sound and the market has moved swiftly to adapt to the regulatory changes. [read post]
