Search for: "Gary Gensler"
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12 Jul 2022, 6:28 am
Securities and Exchange Commission, which, under Chair Gary Gensler’s leadership, has sought to establish a series of new regulatory standards, including its climate-related disclosure rule proposal and its efforts to regulate digital assets as securities. [read post]
12 Oct 2011, 6:57 am
Rodgin Cohen (‘68), James Copland, Steven Davidoff, Gary Gensler, Amy Goodman, Holly Gregory, Joseph Grundfest, Edward Herlihy, Brad Karp (’84), Arthur Kohn, Martin Lipton, Jay W. [read post]
5 Nov 2010, 12:10 pm
The Commodities Futures Trading Commission (CFTC) has been dismissed as a lackadaisical regulator in the past, but it's getting more aggressive.Although the CFTC is smaller than the Securities & Exchange Commission (SEC), both in terms of the number of attorneys in its enforcement division (200 to the SEC's 1200+) and in the size of its targets, chairman Gary Gensler is flexing the agency's muscle. [read post]
14 Dec 2011, 9:07 am
The meeting included Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA); Jonathan Faull, Director General for Internal Market and Services at the European Commission; Ashley Alder, Chief Executive Officer of the Hong Kong Securities and Futures Commission; Masamichi Kono, Vice-Commissioner of the Japan Financial Services Agency; Teo Swee Lian, Deputy Managing Director (Financial Supervision) of the Monetary Authority of Singapore; Mary Condon, Vice-Chair of the… [read post]
28 Jun 2022, 2:30 am
When publishing the agenda, SEC Chair Gary Gensler emphasized that the SEC’s determined approach is being driven by the desire to “modernize our rules for today’s economy and technologies,” in order to protect investors and maintain orderly capital markets. [read post]
24 Jan 2008, 4:31 pm
Here are some snippets (there is more at her full post): Gary Gensler (HILLARY CLINTON): "Sen. [read post]
27 Oct 2022, 7:47 am
SEC Chair Gary Gensler believes these rules will “better protect investors by requiring that investment advisers take steps to continue to meet their fiduciary and other legal obligations regardless of whether they are providing services in-house or through outsourcing, whether through third parties or affiliates. [read post]
5 Jun 2012, 10:47 am
CFTC Chairman Gary Gensler. [read post]
18 Feb 2011, 6:00 am
” 4) DealBook: At Center of Derivatives Debate, A Gung-Ho Regulator- Okay this one was technically published last week but I’m sneaking it in anyway because it is a really interesting interview with Gary Gensler, Chairman of the increasingly important CFTC. 5) Delaware Corporate & Commercial Litigation Blog: Chancery Upholds Poison Pill of Airgas; and Air Products Walks Away - In this post, Francis Pileggi discusses the much-anticipated decision by… [read post]
10 May 2022, 6:30 am
In a statement of support, SEC Chair Gary Gensler said that the Proposal responds to demand from investors and companies given the increased push for information on the risks climate change-related events pose to businesses. [read post]
23 May 2022, 5:45 pm
“Allianz Global Investors admitted to defrauding investors over multiple years, concealing losses and downside risks of a complex strategy, and failing to implement key risk controls,” said SEC Chair Gary Gensler. [read post]
1 May 2024, 6:30 am
The changes to the reporting requirements mandated by the amendments to the Form (“Form PF Amendments”) will require substantial preparation by many managers.[1] The Form PF Amendments are designed to enhance both the SEC’s and the Financial Stability Oversight Council’s (“FSOC”) monitoring of systemic risk, and strengthen the regulatory oversight of private funds and investor protection efforts.[2] The Form PF Amendments were jointly adopted by the SEC and CFTC… [read post]
8 Jul 2021, 5:58 am
Securities and Exchange Commission (SEC) culminated in the promulgation of restrictive amendments to proxy advisory rules in July 2020 that SEC Chair Gary Gensler recently indicated the Commission may revisit. [read post]
6 Apr 2022, 6:12 am
SEC Chairman Gary Gensler stated that Proposed Rule 13f-2 “would strengthen transparency of an important area of our markets that would benefit from greater visibility and oversight. [read post]
22 Dec 2010, 11:39 am
The possible legislative delay of Dodd-Frank regulations was heralded by an earlier letter from Financial Services Committee Chair Spencer Bachus (Rp-AL) to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler stating that Congress will consider legislation to delay the statutory deadlines in Dodd-Frank if that will allow the SEC and CFTC to move deliberately and carefully to ensure that the derivatives regulatory regime is correctly implemented. [read post]
7 Jul 2011, 11:18 am
” According to Chairman Gary Gensler, the stricter rule “closes a significant gap, as it will broaden the types of cases we can pursue and improve the chances of prevailing over wrongdoers. [read post]
2 Jan 2022, 7:44 am
The Tone at the Top The highest profile statement on advisory fees came from SEC Chairman Gary Gensler, who, in recent remarks at the Institutional Limited Partners Association Summit, [1] asserted that fees in the registered funds space have come down considerably since his time on Wall Street, while those in the private funds space have not dropped to the same degree—even as aggregate private fund assets have increased. [read post]
8 Mar 2022, 9:02 pm
SEC Chair Gary Gensler didn’t arrive until mid-April, and Enforcement Director Gurbir Greewal wasn’t appointed until June. [read post]
10 May 2012, 10:39 am
Last week, Grimm circulated a letter calling on Attorney General Eric Holder to appoint an independent counsel, citing former MF Global Chairman and CEO Jon Corzine’s political connections, including his longtime relationship with CFTC Chairman Gary Gensler, a former colleague at Goldman Sachs who has recused himself from the investigation. [read post]
24 Oct 2023, 3:34 pm
“The Division of Examinations plays a critical role in protecting investors and facilitating capital formation,” said SEC Chair Gary Gensler. [read post]
