Search for: "In Re Securities and Exchange Commission"
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21 Dec 2020, 3:00 am
Shortly thereafter, SEC Chair Jay Clayton issued his own statement on the legislation – which this excerpt suggests has thrown a bit of a monkey-wrench into the SEC’s own rulemaking initiatives regarding China-based companies: Prior to enactment of the Act, SEC staff were finalizing recommendations for proposed rules regarding enhanced listing standards for U.S. securities exchanges and auditor qualifications for the Commission’s consideration. [read post]
17 Dec 2020, 9:03 pm
Department of Homeland Security and U.S. [read post]
17 Dec 2020, 8:30 pm
Securities and Exchange Commission (SEC) relaxed requirements on oil, gas, and mining companies to disclose payments made to foreign governments, completing a rule created by Congress. [read post]
EU data governance regulation – A wave of digital, regulatory and antitrust reform begins – Part Two
17 Dec 2020, 8:23 am
On 25 November 2020, the European Commission (EC) published its proposed Data Governance Regulation (the DGR), which will create a new legal framework to encourage the development of a European single market for data. [read post]
17 Dec 2020, 8:16 am
Where provision of anonymized or modified data would be insufficient, on-premise or remote re-use of the data within a secure processing environment could be permitted. [read post]
14 Dec 2020, 1:07 pm
SolarWinds revealed to the Securities and Exchange Commission that the breach may affect 18,000 customers. [read post]
10 Dec 2020, 8:30 pm
The securities fraud unit in the Southern District of New York also scrutinized Hunter Biden’s finances, according to the source. [read post]
4 Dec 2020, 2:00 am
But many don’t understand the comments are a problem not just because they’re sexual. [read post]
3 Dec 2020, 3:40 am
(See our previous blog here for a summary of the Commission’s European Strategy for Data.) [read post]
25 Nov 2020, 3:07 am
The proposed amendments would also permit an Exchange Act reporting company to make registered securities offerings to its platform workers using Form S-8. [read post]
24 Nov 2020, 5:48 am
192/18, Commission v Poland; C? [read post]
20 Nov 2020, 3:00 am
Trump Fires Top DHS Official Who Refuted His Claims That the Election Was Rigged MSN – Ellen Nakashima and Nick Miroff (Washington Post) | Published: 11/17/2020 President Trump fired a top Department of Homeland Security official who led the agency’s efforts to help secure the election and was vocal about tamping down unfounded claims of ballot fraud. [read post]
19 Nov 2020, 9:05 pm
Securities and Exchange Commission (SEC) Chairman Jay Clayton announced that he would leave his position at the end of 2020, with 18 months left in his term. [read post]
10 Nov 2020, 7:19 am
That could open the door to a brief, but potentially consequential, chairwomanship by Peirce, who has advocated for more aggressive action to promote blockchain-related interests, such as cryptocurrency-based exchange-traded funds and to protect the early distribution of tokens from being deemed securities transactions. [read post]
6 Nov 2020, 3:00 am
National/Federal A Government Watchdog Says White House Chief of Staff Mark Meadows Spent Campaign Funds on Personal Expenditures Business Insider – Yelena Dzhanova | Published: 10/31/2020 Citizens for Responsibility and Ethics in Washington (CREW) is calling for an investigation into White House Chief of Staff Mark Meadows after accusing him of misusing thousands of dollars in campaign funds. [read post]
5 Nov 2020, 7:35 am
President Trump has eased financial regulation over the last four years, and will likely continue to do so if re-elected. [read post]
30 Oct 2020, 3:00 am
Judge Orders Justice Department to Verify Its Filings in Flynn Case Politico – Kyle Cheney | Published: 10/23/2020 The federal judge presiding over the criminal case against former national security adviser Michael Flynn ordered the Department of Justice (DOJ) to conduct an unusual review of its filings in the case and certify whether any have been manipulated. [read post]
26 Oct 2020, 11:18 am
[xxxvii] The money and soda constitute consideration, and the intent to effect a sale through the exchange satisfies the intent requirement. [read post]
23 Oct 2020, 3:00 am
Here’s an excerpt from the SEC’s press release: The Securities and Exchange Commission today announced an award of over $114 million to a whistleblower whose information and assistance led to the successful enforcement of SEC and related actions. [read post]
23 Oct 2020, 1:48 am
These risks have translated into action by regulators and enforcement agencies for example, Eni recently entered into a c.US$25m settlement with the Securities and Exchange Commission (SEC) under the accounting provisions of the Foreign Corrupt Practices Act (FCPA) in relation to the actions of its 43 per cent owned JV (Saipem) (see here). [read post]
