Search for: "MARY SCHAPIRO"
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6 Apr 2009, 10:02 am
Mary Schapiro, chair of the Securities and Exchange Commission, said the SEC will propose several proxy access alternatives in May to allow shareholders to nominate director candidates to appear on management proxy statements. [read post]
6 Apr 2009, 9:26 am
The letter was also sent to Financial Services Committee Chair Barney Frank and Ranking Member Spencer Bachus, as well as to SEC Chair Mary Schapiro. [read post]
6 Apr 2009, 4:31 am
Six US Senators Ask SEC to Adopt Regulations Ending Abusive Naked Short SellingSix US Senators have written a letter to SEC Chair Mary Schapiro urging the Commission to adopt and enforce regulations putting an end to naked short selling. [read post]
1 Apr 2009, 2:20 pm
http://www.reuters.com/article/bondsNews/idUSBNG49516720090401Wed Apr 1, 2009 3:26am EDT April 1 (Reuters) - Mary Schapiro, the new chairman of the U.S. [read post]
1 Apr 2009, 5:35 am
The importance of how broadly systemically important institutions are defined was also noted by SEC Chair Mary Schapiro in recent testimony before the Senate Banking Committee. [read post]
30 Mar 2009, 11:11 am
The council would maintain comprehensive oversight of all potential risks to the financial system, and would have the power to act to prevent or mitigate those risks.Recently, SEC Chair Mary Schapiro told the Senate Banking Committee that the Commission favors a college of regulators for systemic risk rather than a single systemic risk regulator. [read post]
27 Mar 2009, 1:49 pm
Said SEC Chairwoman Mary Schapiro, "it is critical that we bring increased transparency to credit default swaps by developing efficient and effective oversight of credit default swap clearing agencies. [read post]
27 Mar 2009, 5:30 am
SEC Must Have Role in Systemic Risk Regulation Says SEC Chair SchapiroAs Congress considers legislation to create a systemic risk regulator with consolidated power over large financial institutions, SEC Chair Mary Schapiro emphasized that the SEC must have a role in the areas of systemic risk that are part of its investor protection mandate. [read post]
26 Mar 2009, 2:02 pm
SEC Chairman Mary L. [read post]
25 Mar 2009, 9:29 am
Mary Schapiro announced yesterday that she has named Didem A. [read post]
17 Mar 2009, 1:45 pm
There is no reason, said the senators, that short sellers should have 13 days to deliver shares when long sellers have only three days.On March 3, Senator Kaufman sent SEC Chair Mary Schapiro a letter asking the SEC to reinstate the uptick rule. [read post]
12 Mar 2009, 9:19 am
The scandal has cast scrutiny on the Securities and Exchange Commission, whose chief, Mary Schapiro, pledged to beef up staff and expedite enforcement cases. [read post]
12 Mar 2009, 7:35 am
As Bernard Madoff was planning his guilty plea in a history-making fraud case, Securities and Exchange Commission Chairman Mary. [read post]
5 Mar 2009, 9:56 am
Schapiro announced today that the agency is moving to improve the handling of whistleblower complaints... [read post]
2 Mar 2009, 6:13 am
The first was a press release from Mary Schapiro, Chair of the SEC. [read post]
27 Feb 2009, 12:53 pm
The following is a statement from SEC Chairman Mary L. [read post]
27 Feb 2009, 8:42 am
Mary Schapiro, Chairman of the SEC, stated in a recent speech that "giving shareholders a greater say on . . . how company executives are paid" is on the SEC's agenda. [read post]
27 Feb 2009, 5:00 am
In the letter written by Senator Dodd to Mary Schapiro, the Senator indicated that the certification applied to "compliance with executive compensation and corporate governance standards that have yet to be established by the Secretary of the Treasury. [read post]
25 Feb 2009, 6:27 am
In a Feb. 20 letter to Securities and Exchange Commission chair Mary Schapiro, Dodd offered his views on the intent and application of the pay vote terms in the bill and asked the SEC to provide guidance to companies "as soon as practicable. [read post]
25 Feb 2009, 3:24 am
The Direction of Mary Schapiro's SEC - and the Proposed IFRS Roadmap On Monday, the NY Times ran this pretty interesting article on the new SEC Chair Mary Schapiro, some of which was based on an interview. [read post]
