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3 Jul 2019, 4:06 am
That’s according to Morgan Stanley analyst James Faucette, who wrote that the three companies face a potentially “heavy burden” as already-fierce regulatory scrutiny is likely to keep growing. . . . [read post]
24 Jun 2020, 6:29 am
He started his career working with Morgan Stanley DW Inc. in 1999. [read post]
22 Jul 2022, 6:30 am
Corporate Boards—Progress Since 2020 Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, July 21, 2022 Tags: Board composition, Boards of Directors, Corporate culture, Diversity, ESG, Institutional Investors, Proxy advisors [read post]
22 May 2023, 9:22 am
" Morgan Stanley Capital Group Inc. v. [read post]
27 Oct 2009, 6:15 am
The Fed expanded the scope of its supervision during the crisis by allowing Goldman Sachs Group Inc. and Morgan Stanley to become bank holding companies and by deciding to intensify scrutiny of non-bank subsidiaries within large financial organizations. [read post]
22 Jul 2022, 6:30 am
Corporate Boards—Progress Since 2020 Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, July 21, 2022 Tags: Board composition, Boards of Directors, Corporate culture, Diversity, ESG, Institutional Investors, Proxy advisors [read post]
24 Jun 2020, 6:29 am
He started his career working with Morgan Stanley DW Inc. in 1999. [read post]
30 Aug 2017, 6:00 am
” See Morgan Stanley, 293 S.W.3d at 185. [read post]
10 Apr 2013, 5:56 am
SenatePanelists:John Felmy, Chief Economist, American Petroleum Institute Paul Allen, Senior Fellow, World Resources Institute Robert Pojasek, Senior Managing Scientist and Sustainability Lead, Exponent, Inc. 12:45–1 pm: Presentation of the 2013 Jamie Grodsky Prize for Environmental Law Scholarship1–2:15 pm: Lunch & Presentation"A European Perspective"Speaker: Marjan Peeters, Professor of Environmental Policy and Law, Maastricht University in the Netherlands; Guest… [read post]
12 Aug 2008, 2:00 pm
Kane Agency, Inc. [read post]
7 May 2012, 7:09 am
Citigroup Global Markets Inc., Morgan Stanley, UBS Financial Services Inc. and Wells Fargo recently agreed to pay $9.1 million to settle allegations that they sold leveraged and inverse exchange-traded funds to clients who had no business investing in the complex instruments. [read post]
2 Jan 2012, 2:31 pm
Morgan Stanley Mortgage Capital Holdings LLC. [read post]
20 Dec 2008, 3:00 am
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: Oleg Teterin seeks ‘tens of thousands of dollars’ for rights to use ;-) emoticon, a registered Russian trade mark (Techdirt) (RelatIP) (Ars Technica) (The IP Factor) (Out-Law) (Class 46) New UK copyright consultation: consultation issues include access to works, incentivising investment and creativity, recognising… [read post]
1 Feb 2023, 2:39 pm
Charles Schwab – The SEC hit Charles Schwab & Co., Inc., Charles Schwab Investment Advisory, Inc., and Schwab Wealth Investment Advisory, Inc. with $187 million in penalties and disgorgement for alleged misstatements and omissions about their conflict of interest in handling customer funds and the resulting drag on customer returns. [read post]
2 Jun 2009, 7:42 am
Footnote: [1] See Christopher Scinta, General Growth Wins $400 Million Bankruptcy Loan, Use of Cash, BLOOMBERG (May 14, 2009) (citing Morgan Stanley research). [read post]
19 Aug 2010, 4:39 am
Morgan Stanley DW, Inc., the Washington State Supreme Court held that state statute of limitations did not apply to a contractual arbitration.New York - New York Department of Labor issues another round of substantially revised WARN regulationsOgletree DeakinsOn July 9, the New York Department of Labor published another substantially revised Notice of Emergency Adoption and Proposed Rule Making under the state Worker Adjustment and Retraining Notification (NY WARN) Act (12… [read post]
7 Nov 2015, 10:01 pm
Chamber of Commerce, for example, recently sent over a 60-person delegation from 32 companies, including Boeing, Sprint, American Airlines, Caterpillar, and Morgan Stanley. [read post]
6 Jan 2012, 7:48 am
JPMorgan Chase (JPM) (with 2,096) and Morgan Stanley (MS) (with 1,764) rounded out the top five. [read post]
12 May 2022, 7:59 pm
Morgan Stanley & Co. recently conducted a survey finding over 90% of millennial investors, the largest growing group of new investors, were interested in sustainable investing and socially conscious companies. [read post]
29 Mar 2011, 7:21 pm
.), or by investors who suffered losses after their highly rated securities failed (Abu Dhabi Commercial Bank v Morgan Stanley & Co., Inc. 651 F. [read post]
