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6 Apr 2018, 10:37 am by Lorene Park
Fox News Network LLC). $350K awarded to sergeant transferred 180 miles away after reporting sexual harassment. [read post]
29 Mar 2018, 12:28 pm by Renae Lloyd
., a California-based energy storage and power delivery product manufacturer, prematurely recognized revenue of its energy storage products, according to the SEC’s order. [read post]
26 Mar 2018, 6:09 pm by Wolfgang Demino
., ON BEHALF OF THEMSELVES AND FOR ALL OTHER SIMILARLY SITUATED, Petitioners,v.CASH BIZ, LP, CASH ZONE, LLC D/B/A CASH BIZ, AND REDWOOD FINANCIALS, LLC, Respondents.No. 16-0854.Supreme Court of Texas.Argued September 15, 2017.Opinion delivered: February 23, 2018. [read post]
24 Mar 2018, 4:11 am by SHG
That’s the power of an appeal to emotion to a nation of deeply empathetic, if shallow, citizens. [read post]
22 Mar 2018, 11:52 am by Edward T. Kang
Conclusion Although Sections 1962(a) and (b) are rarely used (and even more rarely survive dispositive motions), they provide a powerful tool when used properly. [read post]
17 Mar 2018, 1:00 am by Victor Medina
In the second half of the episode, Victor discusses how to select an asset manager, and why it’s important to select one aligned with your investment beliefs. [read post]
19 Feb 2018, 5:27 pm by Zamansky
The post New FINRA Rules Provide Protection Seniors and Vulnerable Investors appeared first on Zamansky LLC. [read post]
19 Feb 2018, 4:08 am by SHG
Novack Investment Co., 638 F.2d 1137 (8th Cir. 1980)). [read post]
14 Feb 2018, 2:57 pm by Kevin LaCroix
The petitioner/defendant in Kokesh was an investment advisor who provided advice to business-development companies. [read post]
12 Feb 2018, 3:02 pm by Kevin LaCroix
 Powerful bedfellows indeed, the dynamic duo is a force not to be taken lightly by ICO promoters and advocates. [read post]
12 Feb 2018, 12:20 am by Peter Mahler
 Plaintiffs alleged that the defendants “pushed through a below-market sale” that “allowed them to achieve a quick exit and a 200% return on their capital investment” but left the plaintiffs and other investors “with little to nothing. [read post]
8 Feb 2018, 2:00 pm by zamansky
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. [read post]
29 Jan 2018, 11:28 pm by Kevin LaCroix
 Pursuing gatekeepers was also the most targeted and effective way of leveraging the SEC’s limited enforcement resources while also packing the most powerful punch. [read post]