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18 Jun 2014, 1:43 pm
It has supervisory powers over the conduct of over 50,000 financial services firms in the UK, and authority to regulate the prudential standards of those firms not covered by the Prudential Regulation Authority. [read post]
9 Mar 2017, 5:51 am
Under Article 459 CRR, the Commission may impose, for a period of one year, stricter requirements concerning the level of banks’ own funds, large exposures, or public disclosure, under specific conditions, in particular upon the recommendation or the opinion of the ESRB or the European Banking Authority. [read post]
8 Jul 2011, 8:15 am
Under the new system of regulation, the Financial Policy Committee of the Bank of England will be responsible for macro-prudential regulation, a new Prudential Regulation Authority is being created as a subsidiary of the Bank of England to supervise deposit takers, insurers and significant investment firms and a new Financial Conduct Authority will be responsible for regulating conduct in retail and wholesale markets. [read post]
12 Sep 2023, 10:30 pm
One must distinguish between two financial instruments central banks use to implement their liquidity lines to other central banks. [read post]
8 Dec 2021, 12:43 am
The draft RTS contain a list of elements to be taken into account by Member State competent authorities in assessing whether an undertaking should be fully or proportionally consolidated for prudential purposes, considering the risk of step-in for the banking group. [read post]
28 Jun 2016, 7:04 am
In October 2015 the UK regulators, the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA), released new whistleblowing rules for certain regulated entities in the UK (the New Rules). [read post]
25 Sep 2015, 9:28 am
One wonders whether the CFPB and DOJ consulted with the OCC, the bank’s prudential regulator, about the terms of the proposed consent order. [read post]
6 Aug 2013, 7:50 am
The Prudential Regulation Authority (PRA) is publishing a separate consultation on CRD IV as it applies to its authorised firms (banks and building societies and designated investment firms). [read post]
14 Jun 2022, 9:02 pm
Basel III’s macro-prudential regulations mitigate this risk by ensuring banks have enough money to guard against this falling domino scenario, Giese and Haldane argue. [read post]
28 Oct 2015, 5:30 am
According to the commissioner, many financial market regulators and important market participants are worried about a significant contraction of liquidity as well as volatility spikes in many markets, due in part to the combined effect of post-crisis regulatory policies imposed by U.S. and overseas prudential banking regulators. [read post]
6 Aug 2011, 5:33 am
Disability Blog & Cases: Disabled IKA Works, Inc. employee sues the Prudential Insurance Company of America to compel payment of disability benefits under an ERISA plan A North Carolina disability attorney recently filed a lawsuit at the District Court for the Eastern District of North Carolina on behalf of a client against the Prudential Insurance Company of America (Prudential). [read post]
28 Sep 2011, 2:00 am
In addition, macro-prudential or systemic risk regulation will fall to a new Financial Policy Committee of the Bank of England. [read post]
16 Nov 2008, 4:39 am
The guarantee does not apply to money invested in cash management trusts, superannuation funds or mortgage and property trusts which are not prudentially regulated by the government. [read post]
25 Apr 2022, 9:00 am
The PRA will publish a discussion paper in 2022, setting out some views on the longer-term approach to prudential policymaking under the FRF. [read post]
19 Jul 2017, 9:41 am
I look forward to working with the OCC staff to conduct an independent review of the data and analysis in a timely manner to answer my prudential concerns regarding what impact the final rule may have on the federal banking system. [read post]
16 Apr 2018, 2:21 pm
In the opinion, the ECB welcomes the proposed Regulation’s objective of fostering effective and consistent prudential supervision and regulation across the EU. [read post]
Senate Conferees Defend Payment, Clearance and Settlement Provisions of Financial Reform Legislation
20 Jun 2010, 4:28 pm
But it also requires robust prudential standards for entities designated by the Financial Stability Oversight Council as systemically important.The title requires tough and heightened regulation of systemically important financial market utilities. [read post]
4 Nov 2010, 11:43 am
Still, there are broad areas of agreement such that the US positions as already articulated in the Dodd-Frank Act should provide either the basis or momentum for even greater coordination abroad in areas relating to the accounting of financial instruments, the regulation of clearinghouses and central counterparties, and even, perhaps, greater prudential regulations for the shadow banking industry. [read post]
13 Dec 2010, 1:30 am
The proposals involved disbanding the Financial Services Authority and establishing the following three specialist regulators: • a macro prudential regulator, the Financial Policy Committee, within the Bank of England with no direct regulatory responsibility for any firms;• a micro prudential regulator, the Prudential Regulation Authority, a subsidiary of, but operationally independent from, the Bank of England; and• a… [read post]
25 Oct 2023, 9:01 pm
Bank supervision is critically important for the stability of the banking sector. [read post]
