Search for: "Registration Private (4)"
Results 781 - 800
of 2,455
Sorted by Relevance
|
Sort by Date
26 Jun 2015, 11:26 am
The positive news comes in the form of the SEC staff’s response to Question 182.07 which asks whether issuers would be able to use Regulation A in connection with merger or acquisition transactions that meet the criteria for Regulation A in lieu of registering the offering on an S-4 registration statement. [read post]
23 Oct 2012, 3:07 pm
On August 27, 2012, the DOC adopted final rules, available here, that provide for an exemption from registration for certain private fund managers pursuant to specific conditions. [read post]
14 Mar 2018, 1:26 am
Consequently, many UCITS funds do not qualify for registration in South Africa. 6 Alternative investment funds Alternative investment funds, including private equity funds (but excluding hedge funds) are currently (March 2018) unregulated in South Africa. [read post]
18 Mar 2018, 12:59 pm
The manager of a CIS must be approved and regulated as a CIS manager under CISCA. 4. [read post]
4 Oct 2018, 5:46 am
The existing CAMA required the consent of the Attorney General for the registration of companies limited by guarantee.(7) Removal of the requirement for an order of the Federal High court for reduction of share capital in the case of private companies.CommentsA key aspect of IP management is the establishment of business and ownership structures. [read post]
2 May 2011, 8:12 am
As the result, many advisers of hedge funds, private equity funds, and other private investment vehicles will be required to register as investment advisers under the Advisers Act unless they qualify for one of two new registration exemptions. [read post]
9 Sep 2020, 12:09 pm
Natural persons who are a “knowledgeable employee,” as defined in Rule 3c-5(a)(4) under the Investment Company Act of 1940, of the private-fund issuer of the securities being offered or sold are now included as accredited investors. [read post]
16 Nov 2022, 1:00 am
4. [read post]
2 Oct 2010, 11:53 am
. **** October 3-5 Sponsor: Opal Financial Group Event: Global Asset Allocation Summit Location: Las Vegas, NV October 3-5 Sponsor: Deal Flow Media Event: The Life Settlements Conference 2010 Location: Las Vegas, NV October 4-5 Sponsor: FIA Event: Equity Options Conference Location: New York, NY October 4-5 Sponsor: Corporate Counsel Event: 4th Annual Hedge Fund General Counsel Summit Location: New York, NY October 4-5 Sponsor: High Frequency Trading Event: High… [read post]
28 Jan 2013, 4:31 am
In the first update, FINRA clarified that the Rule 5123 filing obligation applies to private placements to any individual accredited investor, which includes officers, directors and general partners of the issuer (Rule 510(a)(4)) and entities in which all the equity owners are individual accredited investors (Rule 501(a)(8)). [read post]
16 Aug 2011, 1:16 pm
Establishes a National Register of Personal Data Protection to record (1) publicly or privately administered personal databases, (2) authorizations issued pursuant to the data protection law, (3) sanctions imposed by the National Authority, and (4) codes of conduct of the entities representing the privately administered personal database controllers or processors. [read post]
31 Oct 2022, 8:27 am
Participation is free of charge, although advance registration is required. [read post]
30 Mar 2008, 6:43 pm
Libraries and archives should be prohibited from engaging in any activitiesthat are likely to materially harm the value or operations of the Internet site hosting the online content that is sought to be captured and made available. 4. [read post]
8 Sep 2019, 6:51 am
Although the proposal contemplates potentially incorporating parallel changes across all forms filed by foreign private issuers, including annual reports on Form 20-F, the proposed changes regarding risk factors would apply to foreign private issuers filing registration statements on Forms F-1, F-3 and F-4. [read post]
6 Feb 2011, 3:45 am
"Unprovoked" means the victim was conducting himself or herself in a peaceably and lawful fashion when attacked or otherwise chased; or 4. [read post]
22 Apr 2009, 4:09 am
;4. [read post]
11 Aug 2016, 5:26 pm
If you are working at a firm and wish to keep you registration private – register your domain privately. [read post]
12 Mar 2012, 1:52 am
Speakers from the public and regulatory sectors, industry, private practice and the marketing sector. [read post]
15 Jun 2012, 2:00 am
As of that date advisers to many hedge funds, private equity funds, and other “private funds” that previously were exempt from registration were required to register with the Commission. [read post]
18 Jul 2011, 2:00 am
The SEC registration deadline for advisers previously relying on the private investment adviser exemption is March 30, 2012, which results in filing the investment adviser registration form, Form ADV, by no later than February 14, 2012. [read post]
