Search for: "Securities America Financial Corporation"
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15 Apr 2019, 7:30 pm
, "Rethinking Financial Crimes and Violations of International Law", Jan. 9, 2013; "Corporate Liability Under The Alien Tort Statute: The Latest Twist" April 26, 2014) and on issues of multilateral trade and finance (Joel Slawotsky Reports From Chinese University of Hong Kong: Asia FDI Forum II--China's Three-Prong Investment Strategy: Bilateral, Regional, and Global Tracks; Joel Slawotsky--Essay "On the potential shift from the present-day … [read post]
15 Apr 2019, 5:00 am
Based at Georgetown University Law Center, ICAP draws on expert litigators, savvy litigation strategy, and the constitutional scholarship of Georgetown to vindicate individuals’ rights and protect America’s constitutional way of life. [read post]
13 Apr 2019, 10:48 am
But as president, Trump signed legislation into law to deregulate Wall Street and provide large financial institutions with a massive tax cut. [read post]
12 Apr 2019, 8:25 am
Insurance Agency Peter Gomez NYLife Securities LLC New York Life Insurance Co Harris, Dionna Vanguard Marketing Corporation Henry, Omar Cetera Advisors LLC JP Morgan Securities LLC King, Erin Wells Fargo Clearing Services, LLC Wells Fargo Bank Lin, Linda Lossing, Christopher LPL Financial LLC Edward Jones McNeill, Randolph Buckman, Buckman &… [read post]
12 Apr 2019, 8:22 am
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Grossman, Robert David Lerner Associates, Inc National Planning Corporation Jacobowitz, Oded Securities America, Inc JP Morgan Securities LLC James, Garland Garden State… [read post]
9 Apr 2019, 2:26 pm
Corporations make this argument to legislators. [read post]
9 Apr 2019, 2:26 pm
Corporations make this argument to legislators. [read post]
1 Apr 2019, 12:09 pm
Based at Georgetown University Law Center, ICAP draws on expert litigators, savvy litigation strategy, and the constitutional scholarship of Georgetown to vindicate individuals’ rights and protect America’s constitutional way of life. [read post]
29 Mar 2019, 6:09 am
John’s University), on Monday, March 25, 2019 Tags: Appraisal rights, Arbitrage, Delaware cases, Delaware law, Fair values, Fairness review, Firm valuation, Market efficiency, Merger litigation, Mergers & acquisitions 2018 Year in Review—Securities Litigation Against Technology Companies Posted by Grant Fondo, Michael Jones, and Nicholas Reider, Goodwin Procter LLP, on Monday, March 25, 2019 … [read post]
26 Mar 2019, 7:12 am
Glasser As predictive analytics have revolutionized marketing practices in corporate America, companies increasingly apply predictive analytical processes to human resources (“HR”) functions. [read post]
25 Mar 2019, 10:50 am
Based at Georgetown University Law Center, ICAP draws on expert litigators, savvy litigation strategy, and the constitutional scholarship of Georgetown to vindicate individuals’ rights and protect America’s constitutional way of life. [read post]
22 Mar 2019, 9:52 am
Court Reporting Business (Divestiture)Veritext Legal Solutions 13-March-19Hotify, Inc.Sonasoft Corp 11-Feb-19Propulse VideoTransPerfect 11-Feb-19QUiVX eDiscoveryXact Data Discovery 7-Feb-19Luminance (Investee)Invoke Capital, Talis Capital, and Slaughter and May (Investors)$10,000,000 31-Jan-19Catalyst Repository SystemsOpenText$75,000,000 25-Jan-19Cognatio LawElevate 24-Jan-19DISCO (Investee)Georgian Partners, Bessemer Venture Partners, LiveOak Venture Partner, The Stephens Group, Comerica… [read post]
13 Mar 2019, 6:16 am
In 2017, the number of taxable estate tax returns filed was 5,185,[6] compared to the more than 153 million individual income tax returns.[7] Estate and gift taxes combined—which tax financial and physical assets such as real estate, securities, and cash[8]—accounted for less than 0.7 percent of federal revenue in 2017, compared to almost 48 percent for individual income taxes.[9] Taxpayers can reduce the amount of their taxable estate with several deductions,… [read post]
8 Mar 2019, 5:52 am
Hamermesh, and Nadia Jannetta (University of Pennsylvania), on Monday, March 4, 2019 Tags: Delaware law, DGCL, DGCL Section 102, Legal history, Securities regulation, Shareholder suits, State law Reconsidering Stockholder Primacy in an Era of Corporate Purpose Posted by David J. [read post]
3 Mar 2019, 7:00 am
Many diaspora communities have become financially successful in their adopted countries. [read post]
2 Mar 2019, 5:58 am
Federal securities law is grounded in the principle of disclosure; however, many have found wanting the prevailing disclosure requirements for the social and environmental impacts of public corporations. [read post]
1 Mar 2019, 6:04 am
Eccles (University of Oxford), on Thursday, February 28, 2019 Tags: Accounting standards, Disclosure, Environmental disclosure, ESG, FASB, Financial reporting, IASB, Information environment, Institutional Investors, Materiality, Reporting regulation, Sustainability Frequently Overlooked Disclosure Items in Annual Proxy Statements Posted by Michael J. [read post]
26 Feb 2019, 8:13 am
Four Tax Regimes for Saving and Investment Tax on Principal No Tax on Principal Tax on Returns Ordinary Savings Accounts Stocks Bonds Traditional IRAs and 401(k)s Defined Benefit Pensions No Tax on Returns Roth IRAs Tax-exempt Bonds Owner-occupied Homes (below exempt gains thresholds) 529 Plans Labor Component of DIY Home Improvements Health Savings Accounts Employer-provided Health Insurance In addition to personal income taxes on the principal and return, corporate… [read post]
25 Feb 2019, 5:00 am
Thursday, Feb. 28 at 11:00 a.m.: The Wilson Center will hold an event entitled Cyber-Insecurity: How to Improve America’s Digital Defenses featuring Rep. [read post]
21 Feb 2019, 4:00 am
Leiter notes, too, that Jurisprudence is a mandatory course for law students at Oxford and certain other British law schools as well as for most students studying Law in Europe and South America. [read post]
