Search for: "Securities Investor Protection Corporation"
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7 Apr 2022, 9:05 pm
Why, for example, where shareholder protections are weak, do companies raise funds through the equity markets and public investors subscribe to those shares? [read post]
5 Apr 2022, 7:27 am
At National Whistleblower Day 2021, SEC Chair Gary Gensler stated that the agency’s whistleblower program “helps us be better cops on the beat, execute our mission, and protect investors from misconduct. [read post]
4 Apr 2022, 9:01 pm
Thus, investors should be protected in the same way. [read post]
1 Apr 2022, 12:16 pm
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal… [read post]
1 Apr 2022, 8:31 am
Securities and Exchange Commission (SEC) proposed new rules and amendments regarding special purpose acquisition companies (SPACs). [read post]
1 Apr 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 31, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
31 Mar 2022, 2:52 pm
“SEC whistleblowers are critical for rooting out fraud and protecting investors, and those who often put their career at risk to report wrongdoing should be shielded from retaliation,” said Grassley. [read post]
30 Mar 2022, 11:50 am
Investors need information about climate-related risks—and it is squarely within the Commission’s authority to require such disclosure in the public interest and for the protection of investors—because climate-related risks have present financial consequences that investors in public companies consider in making investment and voting decisions. [read post]
30 Mar 2022, 5:52 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
28 Mar 2022, 3:30 am
Instead, these laws generally permit the SEC to require disclosure that is “necessary or appropriate in the public interest or for the protection of investors. [read post]
27 Mar 2022, 10:56 am
Beyond so-called back office services, a good Model A fiscal sponsor typically provides the benefits of a corporation’s limited liability protection, a board of directors with persons who hold fiduciary duties of care and loyalty with respect to the FSP (which provides further personal liability protection to the committee members who provide intermediate oversight over the FSP), insurance coverage (including commercial general liability and directors and officers… [read post]
24 Mar 2022, 9:35 am
Chair Gensler stated that the program “helps us be better cops on the beat, execute our mission, and protect investors from misconduct. [read post]
23 Mar 2022, 9:44 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
22 Mar 2022, 6:03 am
Without analyzing these issues, and receiving public comment on the results of such an analysis, the Commission would not have an adequately informed basis for concluding that a rulemaking in this area would protect investors and promote efficiency, competition, and capital formation. [read post]
21 Mar 2022, 6:35 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
18 Mar 2022, 7:44 am
Raimondo targeted her comments specifically at semiconductor companies, stating the U.S. could “essentially shut” down China’s Semiconductor Manufacturing International Corporation and similar companies for violating trade restrictions. [read post]
18 Mar 2022, 4:00 am
Exxon Mobil’s Lobbying Report Sets Benchmark, ESG Advocates Say MSN – Ellen Meyers (Roll Call) | Published: 3/10/2022 A report from Exxon Mobil outlining its lobbying activities is giving investors insight into how one of the world’s largest oil and gas companies advocates on climate policies and other issues and sets a benchmark to measure disclosure on political spending by other companies, advocates say. [read post]
17 Mar 2022, 6:36 am
“Due to security and data protection policies, however, it is extremely costly and time consuming for large legal organizations to vet and secure permission to use new SaaS solutions. [read post]
14 Mar 2022, 7:47 am
Numerous agencies have been tasked with developing policies and regulatory frameworks to protect consumers, investors, and businesses in the crypto sphere, with additional reporting to come as soon as within 90 days. [read post]
14 Mar 2022, 7:23 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
