Search for: "State v. Investors Security Corporation"
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24 Jan 2019, 2:36 pm
For instance, in SEC v. [read post]
2 Feb 2018, 1:57 pm
January 25, 2018) (putative class action brought by shareholders under federal securities laws against defendant INC, a publicly traded clinical research organization, for allegedly issuing false press releases, artificially inflating the stock price, and deceiving investors about the company’s prospects and business relating to a potential acquisition by INC of inVentive Health, Inc. on or about May 10, 2017) Lightsey, et al. v. [read post]
2 Feb 2018, 1:57 pm
January 25, 2018) (putative class action brought by shareholders under federal securities laws against defendant INC, a publicly traded clinical research organization, for allegedly issuing false press releases, artificially inflating the stock price, and deceiving investors about the company’s prospects and business relating to a potential acquisition by INC of inVentive Health, Inc. on or about May 10, 2017) Lightsey, et al. v. [read post]
2 Feb 2018, 1:57 pm
January 25, 2018) (putative class action brought by shareholders under federal securities laws against defendant INC, a publicly traded clinical research organization, for allegedly issuing false press releases, artificially inflating the stock price, and deceiving investors about the company’s prospects and business relating to a potential acquisition by INC of inVentive Health, Inc. on or about May 10, 2017) Lightsey, et al. v. [read post]
5 Apr 2012, 6:26 pm
Titles V and VI - Relaxation of mandatory Exchange Act registration standard for record holders Increases number of record holders triggering mandatory registration to 2,000, no more than 500 of which may be unaccredited Excludes holders of employee benefit plan securities Increases thresholds for bank holding companies Implementation: Effective immediately. [read post]
4 Jan 2012, 4:31 pm
In a securities case, this means that you can only sue on behalf of investors that reside in a particular jurisdiction. [read post]
25 Oct 2022, 10:46 am
Securities and Exchange Commission v. [read post]
18 Jan 2018, 8:47 am
Data-Driven Regulatory Governance and Its Distorting Effects V. [read post]
29 Jul 2014, 3:37 am
Respondents to the 2014 Global State of Information Security® Survey reported a 25% increase in detected security incidents over 2012 and a 45% increase compared to 2011. [read post]
17 Mar 2025, 9:01 pm
Dick served the Commission during the 1960s in several capacities, including assistant to the chairman, assistant general counsel, and staff director of the SEC Corporate Disclosure and Investment Company Studies. [read post]
15 Mar 2016, 5:09 pm
Supreme Court’s March 24, 2015 opinion in Omnicare, Inc. v. [read post]
29 Mar 2016, 11:06 am
Pauley denied (in large part) defendants’ motion in Ganek v. [read post]
10 Dec 2009, 6:09 am
The stated purpose of the CRARA was to "improve ratings quality for the protection of investors and in the public interest by fostering accountability, transparency, and competition in the credit rating agency industry. [read post]
19 Mar 2012, 3:00 am
Airflow Catalyst Systems, Inc. v. [read post]
11 Dec 2023, 9:05 pm
Kahn v. [read post]
5 Apr 2019, 5:58 am
Pruitt, Jones Day, on Tuesday, April 2, 2019 Tags: Broker-dealers, Conflicts of interest, Disclosure, Investment advisers, Investor protection, Mutual funds, Reporting regulation, Retail investors, SEC, SEC enforcement FCPA and the Commodity Exchange Act: A New Relationship Posted by David Yeres, David DiBari, and Robert Houck, Clifford Chance US LLP, on Tuesday, April 2, 2019 … [read post]
20 Apr 2023, 9:05 pm
Such quarterly disclosures state whether the issuer’s relevant officers or directors have traded in securities subject to the issuer’s buyback program within 10 business days before or after its announcement.[8] Shortcomings of the SEC’s Reforms The key shortcoming of the SEC reforms are the absence of prospective disclosure requirements with respect to the adoption of Rule 10b5-1 Trading Arrangements and other trading arrangements despite its stated… [read post]
11 Feb 2024, 9:01 pm
Case Background The Supreme Court is poised to resolve this circuit split in Macquarie Infrastructure Corporation v. [read post]
11 May 2025, 9:05 pm
The SEC Report suggested that the corporate record falsifications and slush funds revealed in its inquiry “cast doubt on the integrity and reliability of the corporate books and records, which are the very foundation of the disclosure system established by the federal securities laws. [read post]
26 Aug 2022, 6:30 am
Birnbaum, and Haimavathi V. [read post]
