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2 Aug 2022, 7:30 am by Marie Daly
  The DPC now has (as of the end of 2021) a staff of 195, and continues to recruit, with budget for a staffing goal of 258 by the end of this year. [read post]
1 Aug 2022, 4:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6587/securities-industry-commentator/GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq (BrokeAndBroker.com Blog)Absurd SEC Staff Bulletin Warns Industry To Adjust To Known Variables And Be Flexible (BrokeAndBroker.com Blog)FINRA Censures and Fines JP Morgan… [read post]
31 Jul 2022, 9:09 pm by Hilary J. Allen
So must other regulators contemplating how to supervise other software-automated systems.The post How Regulators Should Supervise Software first appeared on The Regulatory Review. [read post]
29 Jul 2022, 6:14 am by Richard Pecore
Unfortunately, the regulatory and enforcement environments facing third-party billing companies and the health care practices they service have transformed the way that billing companies must conduct business. [read post]
26 Jul 2022, 9:01 pm by William A. Birdthistle
Thank you, Paulita and Rajib, for your gracious invitation and kind welcome to this year’s program on current issues and trends in Investment Management.[1] As I suspect many of you know – and as the spring regulatory agenda demonstrates[2] – there is a significant list of current issues and trends in Investment Management under consideration at the Securities and Exchange Commission right now. [read post]
22 Jul 2022, 5:43 am by Bernard Bell
Circuit’s Opinion The NAB sought review of the new foreign government “sponsorship” identification requirements, more particularly the verification requirement, in the D.C. [read post]
22 Jul 2022, 5:07 am by John Jascob
For Parratt, it is that companies now will reach out to SEC staff about reviews in contrast to the unhappy s [read post]
20 Jul 2022, 9:06 pm by Coral Beach
Food and Drug Administration to help equip FDA staff with the highest caliber, regulatory science and technology in order to enhance the safety and effectiveness of FDA regulated products. [read post]
18 Jul 2022, 9:05 pm by Richard J. Pierce, Jr.
By contrast, the actions that will be candidates for application of the major questions doctrine are more likely to be those that have resulted from politically motivated White House pressure.The post Nostalgia for Agency Expertise first appeared on The Regulatory Review. [read post]
17 Jul 2022, 9:05 pm by Allison K. Hoffman
This small and cursory sampling of the 2021-2022 cases illuminates how the Roberts’ Court is fundamentally shaping the future of health care law and policy—and, equally, how health care laws serve as fodder for fundamental shifts in legal doctrine.The post A Review of Health Care in the Court first appeared on The Regulatory Review. [read post]
14 Jul 2022, 7:37 am
For example, staff could have worked immediately on addressing outstanding issues around proxy plumbing and, in several years, on conducting a retrospective review of the 2020 Rules. [1] Instead, the request made of the staff was a difficult and pointless one—find a way to redo a freshly adopted rule without any new information to suggest that such a rewrite is warranted. [read post]
14 Jul 2022, 7:37 am
For example, staff could have worked immediately on addressing outstanding issues around proxy plumbing and, in several years, on conducting a retrospective review of the 2020 Rules. [1] Instead, the request made of the staff was a difficult and pointless one—find a way to redo a freshly adopted rule without any new information to suggest that such a rewrite is warranted. [read post]
11 Jul 2022, 7:49 am by Mikolaj Barczentewicz
The TFR (especially its Article 19 on provision of information) does not provide for prior independent review of access to retained data. [read post]
11 Jul 2022, 6:01 am by Daphne Keller, Max Levy
This privacy impact is compounded if researchers review the posts. [read post]
11 Jul 2022, 1:29 am by INFORRM
The lawmakers also seek “an independent national review of the scale, capabilities, ethics and rights impact of modern CCTV in the UK. [read post]
6 Jul 2022, 9:01 pm by Abigail Z. Jacobs
Human decisions that once informed policy are now tasks defined through design in upstream processes, possibly by third-party vendors rather than expert agency staff. [read post]
6 Jul 2022, 6:28 am by Florian Mueller
In a LinkedIn article, EU internal market commissioner Thierry Breton outlined how the Directorate-General for Communications Networks, Content and Technology (DG CONNECT)--one of two DGs working for him--will staff up for this purpose. [read post]
5 Jul 2022, 2:47 pm by Alden Abbott
Members of the public filed thousands of comments, which the Commission’s staff are carefully reviewing. [read post]