Search for: "U.S. Commodity Futures Trading Commission"
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3 Mar 2017, 9:43 am
Only two weeks after his inauguration, he issued an EO titled “Core Principles for Regulating the United States Financial System,” which directs the Treasury Secretary to consult with the heads of financial agencies, including the Commodity Futures Trading Commission and the Securities and Exchange Commission (“SEC”), to find ways to conform U.S. financial regulations, including Dodd-Frank, to the Trump… [read post]
14 Nov 2011, 6:47 am
The Department of Justice and the Commodity Futures Trading Commission are investigating the missing money. [read post]
3 May 2023, 9:01 pm
In response, Congress mandated that the SEC and the Commodity Futures Trading Commission (CFTC), working with the member regulators of the Financial Stability Oversight Council (FSOC), establish reporting requirements for private funds “as necessary and appropriate in the public interest and for the protection of investors, or for the assessment of systemic risk. [read post]
4 Nov 2008, 1:29 pm
This paper surveys the history of American corporate finance, presents original and secondary data demonstrating the paradox, and raises questions regarding the structure of American capital markets, the appropriate rights of stockholders, the desirable regulatory structure (whether the stock market should be regulated by the Securities and Exchange Commission or the Commodities Futures Trading Commission, for example), and the overall relationship… [read post]
22 Nov 2023, 1:24 pm
Securities and Exchange Commission and the Commodity Futures Trading Commission have increased enforcement actions against cryptocurrency and other digital asset companies. [read post]
16 Oct 2012, 10:52 am
Commodity and Futures Trading Commission (CFTC) member Bart Chilton stated in an address on Tuesday that the CFTC should rewrite its position limits rule. [read post]
5 Oct 2011, 1:40 pm
Grey CFTC LAW | Forex, Futures and Derivatives Regulatory News - Forex, Futures, and Commodities News and Analysis. [read post]
7 Aug 2018, 9:07 am
And if it is not a security, there is a good chance it’s a commodity and subject to the requirements of the Commodity Exchange Act. [read post]
14 Oct 2012, 6:04 pm
The Environmental Protection Agency (EPA)’s long awaited CAFÉ regulation finally published in the Federal Register; a suit was filed to invalidate the Securities and Exchange Commission (SEC)’s extractive industries reporting rule, the Department of Justice (DOJ) sought further review of decisions in Food and Drug Administration (FDA) tobacco and EPA cross-state pollution rules, and the Commodity Futures Trading Commission (CFTC)… [read post]
8 Dec 2015, 10:30 am
The Commodity Futures Trading Commission (CFTC) has similar rules and regulations under Dodd-Frank. [read post]
8 Jan 2009, 12:57 pm
He also was sued by the Commodity Futures Trading Commission. [read post]
9 Oct 2018, 2:33 am
NFA MATTERS NFA Requires CPOs and CTAs to Disclose Digital Asset Activity On July 20, the National Futures Association (“NFA”) released a notice that imposed new disclosure requirements on futures commission merchants, commodity pool operators (“CPOs”), and commodity trading advisers (“CTAs”) engaged in digital asset activity. [read post]
28 Jan 2009, 1:31 am
A movement quickly began to regulate derivatives like mortgage-backed securities through the Commodity Futures Trading Commission, but then-Fed Chairman Alan Greenspan, then-Treasury Secretary Robert Rubin and others blocked those efforts, which helped set the stage for the 2008 meltdown. [read post]
25 Jan 2024, 9:01 pm
” Unlike whistleblower programs run by agencies like the Securities and Exchange Commission, Commodity Futures Trading Commission and the Financial Crimes Enforcement Network of the Department of the Treasury, the Program does not offer financial incentives for reporting misconduct. [read post]
4 Dec 2014, 5:00 pm
This annual report describes our: • Financial Stability Monitor and other tools to help policymakers and market participants understand and assess vulnerabilities and potential threats to financial stability; • analysis of the macroprudential policy toolkit regulators are developing, including key areas of progress and remaining issues, such as market liquidity risks, risks of runs and asset fire sales, and the need to address cyclical market excesses; • work to… [read post]
25 Oct 2011, 12:39 pm
Commodity Futures Trading Commission (CFTC). [read post]
4 Nov 2021, 1:23 pm
They are as follows: Implement OECD Recommendations for Fighting International Bribery Amend the AML Law to Conform to the Dodd-Frank Act’s Highly Effective Whistleblower Act Support Efforts to Expand the Commodity Futures Trading Commission’s Role in Fighting International Corruption Enact Whistleblower Protections for Trafficking and Illegal Timbering Proper Funding and Administrative Support for the IRS Whistleblower Program Review Current… [read post]
4 Nov 2021, 1:23 pm
They are as follows: Implement OECD Recommendations for Fighting International Bribery Amend the AML Law to Conform to the Dodd-Frank Act’s Highly Effective Whistleblower Act Support Efforts to Expand the Commodity Futures Trading Commission’s Role in Fighting International Corruption Enact Whistleblower Protections for Trafficking and Illegal Timbering Proper Funding and Administrative Support for the IRS Whistleblower Program Review Current… [read post]
19 Jul 2022, 4:50 pm
” Additionally, the Commodities Futures Trading Commission charged a leading cryptocurrency exchange with making false and/or misleading statements in connection with the self-certification of a bitcoin futures product. [read post]
12 Jul 2014, 8:29 pm
The PFMIs are set to play a significant role in a forthcoming CFTC proposal that would allow foreign clearinghouses to clear swaps for U.S. market participants without having to register as a derivatives clearing organization (“DCO”) with the Commodity Futures Trading Commission (the “CFTC”). [read post]
