Search for: "UBS Financial Services"
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13 Oct 2011, 7:19 am
Harris was President of the Financial Services Technology division at LPS’s former parent, Fidelity National Financial (FNF), until he retired in 2007. [read post]
12 Oct 2011, 3:00 am
UBS Financial Services, Inc., et al. v. [read post]
6 Oct 2011, 6:09 am
In UBS Financial Services Inc. v. [read post]
6 Oct 2011, 6:09 am
In UBS Financial Services Inc. v. [read post]
29 Sep 2011, 9:49 am
Jobs at Wall Street banks are being eliminated at an increasingly rapid pace and this bodes ill for many employed in the financial services sector. [read post]
23 Sep 2011, 9:55 am
See UBS Financial Services Inc. [...] [read post]
19 Sep 2011, 2:33 pm
The Financial Industry Regulatory Authority (FINRA) recently fined UBS Financial Services, Inc. $2.5 million, and required the firm to pay $8.25 million in restitution to customers. [read post]
19 Sep 2011, 1:20 am
“The Financial Services Authority and its Swiss counterpart have ordered a ‘comprehensive, independent investigation’ into the events surrounding trading losses at the bank’s London operations.” Full story Daily Telegraph, 17th September 2011 Source: www.telegraph.co.uk [read post]
18 Sep 2011, 8:07 pm
It looks as if the UBS case will be no different. [read post]
12 Sep 2011, 1:30 pm
In April this year, the IRS made its first award in the large awards program – $4.5 million awarded to an unnamed former accountant of a large financial services firm. [read post]
8 Sep 2011, 4:20 pm
Corp, UBS Securities LLC, and JPMorgan Securities LLC Settle Mortgage-Backed Securities Lawsuit Filed by New Mexico Institutional Investors for $162M, Institutional Investor Securities Blog, March 10, 2011 Bank of America and Countrywide Financial Sued by Allstate over $700M in Bad Mortgaged-Backed Securities, Stockbroker Fraud Blog, December 28, 2010 [read post]
8 Sep 2011, 3:22 pm
As part of that effort, on October 22, PKJ is teaming up with UBS Financial Services to join in the American Diabetes Association walk that starts on the Common, two blocks from our office. [read post]
5 Sep 2011, 10:49 pm
For instance, on March 17, 2010, Winston received a $100,000 payment for services purportedly rendered by Bristol on behalf of Starr. [read post]
19 Aug 2011, 11:02 am
As recently as June, in a similar ruling, a FINRA arbitration panel awarded $2 million to NBA Philadelphia 76ers President Pat Croce against UBS Financial Services for an investment he made in a Lehman Brothers principal protected notes. [read post]
5 Aug 2011, 3:07 pm
Closius resigns as UB Law dean – by Danny Jacobs Phillip J. [read post]
29 Jul 2011, 11:30 am
In 2009, U.S. officials accused UBS of helping at least 17,000 U.S. accountholders hide $20 billion in taxable assets from the Internal Revenue Service, allegations that led to the bank paying $780 million in fines and turning over data on 4,450 of its clients. [read post]
29 Jul 2011, 11:25 am
” Update: The University of Baltimore released an updated statement about the resignation, which reads: “The University of Baltimore appreciates Phil Closius’ service as dean of the UB School of Law. [read post]
29 Jul 2011, 9:12 am
Are law students being financially victimized by their universities? [read post]
29 Jul 2011, 8:49 am
This has certainly been true of WNED in the past-- it is one of the chief reasons that WNED was in financial trouble a dozen or so years ago. [read post]
28 Jul 2011, 12:42 pm
WBFO, owned by the University at Buffalo, once had a pretty solid base of financial support, but that's less stable than Kon-Tiki these days, and now UB has sold the license to one of its major community service contributions for a scant $4 million bucks. [read post]
