Search for: "Wall Street Financial Corporation"
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29 Jun 2017, 9:30 pm
The SEC’s whistleblower protection rules, which were adopted in 2011 as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, prohibit employers from retaliating against whistleblowers who report securities violations. [read post]
28 Jun 2017, 6:13 am
” Other critics of the proposed change have pointed out that even investors with small holdings can have good ideas, and the Wall Street Journal quoted an asset manager’s view that “Shareholder proposals provide an early warning of risks a company may not be aware of, as well as an opportunity to gauge investor sentiment on a wide range of issues. [read post]
27 Jun 2017, 3:51 am
Wall Street Whistleblower Johnny Burris Speaks Truth To Power http://www.brokeandbroker.com/3516/burris-whistleblower/Johnny Burris is a former J.P. [read post]
26 Jun 2017, 7:19 am
She has been interviewed on MSNBC, and quoted in the Wall Street Journal, Forbes, USA Today, INC Magazine, Entrepreneur Start-ups Magazine, and Government Executive magazine. [read post]
22 Jun 2017, 12:57 pm
Building upon federal group health plan mental health parity mandates originally implemented under the Mental Health Parity Act, the MHPAEA generally requires that any financial requirements or treatment limitations group health plans impose on mental health and substance use disorder (MH/SUD) benefits not be restrictive than the predominant financial requirements and treatment limitations that apply to substantially all medical and surgical benefits. [read post]
19 Jun 2017, 11:36 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
16 Jun 2017, 5:54 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
15 Jun 2017, 10:52 am
All the ways AI will slash Wall Street jobs. [read post]
6 Jun 2017, 2:40 pm
See More Than 5,000 Stockbrokers From Expelled Firms Still Selling Securities, The Wall Street Journal, (Oct. 4, 2013). [read post]
31 May 2017, 3:34 am
Peikin’s past work for Wall Street. [read post]
29 May 2017, 9:25 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
29 May 2017, 9:24 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
24 May 2017, 3:58 am
Our own China lawyers have written countless articles on China joint ventures (for this blog, for AmCham, for the Wall Street Journal, for Above the Law, and for many others), so it good when someone we know and respect says the same basic thing about them, which is that you should watch out. [read post]
16 May 2017, 12:25 pm
The Wall Street Journal analyzed the financial cost associated with the attacks, noting that the $50,000 paid in ransoms by Monday night represented “a tiny sliver of the real cost of the attack. [read post]
12 May 2017, 12:21 pm
SSGA went further placing a bold symbol, a statue of a Fearless Little Girl representing the importance of women in leadership in a location that no one can ignore, in front of the bull on Wall Street, on the International Women’s Day. [read post]
11 May 2017, 7:43 pm
Navient, Formerly Part of Sallie Mae, Illegally Cheated Borrowers Out of Repayment Rights Through Shortcuts and Deception *** lawsuit alleges that Navient has been in violation of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Fair Credit Reporting Act, and the Fair Debt Collections Practices Act. [read post]
10 May 2017, 3:14 pm
Healthcare providers, health plans, healthcare clearinghouses and their business associates (Covered Entities) can’t disclose the name or other protected health care information about a patient in press releases or other announcements without prior authorization from the patient. [read post]
10 May 2017, 10:20 am
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality and governmental employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
3 May 2017, 12:36 pm
In 291 pages, the book gives a rich history of shareholder activism that has been described as “a grand story” and an “illuminating read” by the Wall Street Journal, “a revelation” by the Financial Times, and “an excellent read” by Andrew Ross Sorkin at the New York Times. [read post]
3 May 2017, 7:39 am
Three of the most recently celebrated approaches include the Dodd-Frank Wall Street Reform and Consumer Protection Act in 2010 (Pub. [read post]
